Q3 2019 13F Holders as of 30 Sep 2019
-
Type / Class
-
Debt / DBCV 4.375% 2/0
-
Market price (% of par)
-
102.38%
-
Total 13F principal
-
$204,719,023
-
Principal change
-
+$1,250,970
-
Total reported market value
-
$209,976,298
-
Number of holders
-
34
-
Value change
-
+$1,315,519
-
Number of buys
-
8
-
Number of sells
-
12
Institutional Holders of HERCULES CAPITAL INC - DBCV 4.375% 2/0 as of Q3 2019
As of 30 Sep 2019,
HERCULES CAPITAL INC - DBCV 4.375% 2/0 was held by
34 institutional
bondholders
reporting positions in Form 13F filings.
These institutions reported holding
$204,719,023
in principal (par value) of the bond.
The largest 10 bondholders included
STEELHEAD PARTNERS LLC, UBS ASSET MANAGEMENT AMERICAS INC, JPMORGAN CHASE & CO, Radcliffe Capital Management, L.P., CNH PARTNERS LLC, INCOME RESEARCH & MANAGEMENT, RAYMOND JAMES & ASSOCIATES, OAKTREE CAPITAL MANAGEMENT LP, PALISADE CAPITAL MANAGEMENT LLC/NJ, and SSI INVESTMENT MANAGEMENT LLC.
This page lists
34
institutional bondholders reporting positions
for the Q3 2019 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price (% of par)
|
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.