HERCULES CAPITAL INC - DBCV 4.375% 2/0

Q1 2019 13F Holders as of 31 Mar 2019

Type / Class
Debt / DBCV 4.375% 2/0
Market price (% of par)
97.78%
Total 13F principal
$203,362,313
Principal change
-$3,317,381
Total reported market value
$198,848,980
Number of holders
40
Value change
-$3,184,726
Number of buys
14
Number of sells
19

Institutional Holders of HERCULES CAPITAL INC - DBCV 4.375% 2/0 as of Q1 2019

As of 31 Mar 2019, HERCULES CAPITAL INC - DBCV 4.375% 2/0 was held by 40 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $203,362,313 in principal (par value) of the bond. The largest 10 bondholders included UBS ASSET MANAGEMENT AMERICAS INC, JPMORGAN CHASE & CO, Radcliffe Capital Management, L.P., CNH PARTNERS LLC, OAKTREE CAPITAL MANAGEMENT LP, INCOME RESEARCH & MANAGEMENT, RAYMOND JAMES & ASSOCIATES, Linden Advisors LP, COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS, and Lombard Odier Asset Management (Europe) Ltd. This page lists 40 institutional bondholders reporting positions for the Q1 2019 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.