HERCULES CAPITAL INC - DBCV 4.375% 2/0

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class
Debt / DBCV 4.375% 2/0
Market price (% of par)
94.8%
Total 13F principal
$206,679,694
Principal change
+$15,578,311
Total reported market value
$209,299,021
Number of holders
37
Value change
+$1,544,224
Number of buys
16
Number of sells
16

Institutional Holders of HERCULES CAPITAL INC - DBCV 4.375% 2/0 as of Q4 2018

As of 31 Dec 2018, HERCULES CAPITAL INC - DBCV 4.375% 2/0 was held by 37 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $206,679,694 in principal (par value) of the bond. The largest 10 bondholders included UBS ASSET MANAGEMENT AMERICAS INC, JPMORGAN CHASE & CO, CNH PARTNERS LLC, Radcliffe Capital Management, L.P., ADVENT CAPITAL MANAGEMENT /DE/, Linden Advisors LP, INCOME RESEARCH & MANAGEMENT, RAYMOND JAMES & ASSOCIATES, OAKTREE CAPITAL MANAGEMENT LP, and Lombard Odier Asset Management (Europe) Ltd. This page lists 37 institutional bondholders reporting positions for the Q4 2018 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.