What does CUSIP 413216300 represent in this 13F holders report?

CUSIP 413216300 is the security identifier for HMY - HARMONY GOLD MINING CO LTD - Comon Shares used to aggregate holder disclosures.

How many institutions held HMY - HARMONY GOLD MINING CO LTD - Comon Shares in Q1 2014?

98 institutional investors reported HMY - HARMONY GOLD MINING CO LTD - Comon Shares for Q1 2014. Use the holders table for investor-level position and value details.

HARMONY GOLD MINING CO LTD - Comon Shares (HMY)

CUSIP: 413216300

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class: Equity / Comon Shares
Shares outstanding: 636,621,966
Total 13F shares: 99,799,295
Share change: -11,956,825
Total reported value: $304,401,665
Put/Call ratio: 208%
Price per share: $3.05
Number of holders: 98
Value change: -$34,996,788
Number of buys: 37
Number of sells: 53

Quarterly Holders Quick Answers

What is CUSIP 413216300?
CUSIP 413216300 identifies HMY - HARMONY GOLD MINING CO LTD - Comon Shares in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2014
Previous quarter: Q4 2013

Recent filing periods for CUSIP 413216300:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HMY - HARMONY GOLD MINING CO LTD - Comon Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
VAN ECK ASSOCIATES CORP	13F	Company	3.8%	24,333,028	$61,563,000	—	31 Dec 2013	13F
First Eagle Investment Management, LLC	13F	Company	2.5%	15,784,210	$39,934,000	—	31 Dec 2013	13F
BlackRock Group LTD	13F	Company	2.4%	15,207,487	$38,475,000	—	31 Dec 2013	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	1.6%	10,139,590	$25,650,000	—	31 Dec 2013	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.93%	5,908,100	$14,947,000	—	31 Dec 2013	13F
UNITED SERVICES AUTOMOBILE ASSOCIATION	13F	Company	0.82%	5,215,000	$13,194,000	—	31 Dec 2013	13F
DEUTSCHE BANK AG\	13F	Company	0.45%	2,856,133	$7,225,000	—	31 Dec 2013	13F
FMR LLC	13F	Company	0.43%	2,749,500	$6,956,000	—	31 Dec 2013	13F
SCHRODER INVESTMENT MANAGEMENT GROUP	13F	Company	0.37%	2,366,100	$5,986,233	—	31 Dec 2013	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	0.3%	1,929,268	$4,881,000	—	31 Dec 2013	13F
BlackRock Finance, Inc.	13F	Company	0.28%	1,785,894	$4,518,000	—	31 Dec 2013	13F
GAM Holding AG	13F	Company	0.26%	1,644,587	$4,158,000	—	31 Dec 2013	13F
TWO SIGMA ADVISERS, LP	13F	Company	0.23%	1,493,000	$3,777,000	—	31 Dec 2013	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.22%	1,383,400	$3,500,000	—	31 Dec 2013	13F
COMMERZBANK AKTIENGESELLSCHAFT /FI	13F	Company	0.17%	1,080,205	$3,111,000	—	31 Dec 2013	13F
TEACHER RETIREMENT SYSTEM OF TEXAS	13F	Company	0.16%	1,000,000	$2,530,000	—	31 Dec 2013	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	0.14%	889,217	$2,250,000	—	31 Dec 2013	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.13%	847,619	$2,144,000	—	31 Dec 2013	13F
SG Americas Securities, LLC	13F	Company	0.13%	847,367	$2,144,000	—	31 Dec 2013	13F
SYSTEMATIC FINANCIAL MANAGEMENT LP	13F	Company	0.13%	829,975	$2,099,000	—	31 Dec 2013	13F
U S GLOBAL INVESTORS INC	13F	Company	0.12%	780,000	$1,973,000	—	31 Dec 2013	13F
US GLOBAL INVESTORS FUNDS	13F	Company	0.12%	780,000	$1,973,000	—	31 Dec 2013	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.12%	751,017	$1,900,000	—	31 Dec 2013	13F
CREDIT AGRICOLE S A	13F	Individual	0.12%	743,761	$1,882,000	—	31 Dec 2013	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.11%	703,475	$1,780,000	—	31 Dec 2013	13F
HBK INVESTMENTS L P	13F	Company	0.1%	638,700	$1,616,000	—	31 Dec 2013	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.1%	611,273	$1,547,000	—	31 Dec 2013	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	0.08%	540,182	$1,367,000	—	31 Dec 2013	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.08%	522,046	$1,321,000	—	31 Dec 2013	13F
BRYN MAWR CAPITAL MANAGEMENT INC	13F	Company	0.08%	505,970	$1,280,000	—	31 Dec 2013	13F
HUSSMAN STRATEGIC ADVISORS, INC.	13F	Company	0.08%	500,000	$1,265,000	—	31 Dec 2013	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.07%	465,262	$1,177,000	—	31 Dec 2013	13F
CITIGROUP INC	13F	Company	0.07%	458,594	$1,160,000	—	31 Dec 2013	13F
Pine River Capital Management L.P.	13F	Company	0.06%	385,600	$976,000	—	31 Dec 2013	13F
Bridgewater Associates, LP	13F	Company	0.06%	384,700	$973,000	—	31 Dec 2013	13F
CREDIT SUISSE AG/	13F	Company	0.06%	357,295	$904,000	—	31 Dec 2013	13F
Timber Hill LLC	13F	Company	0.04%	282,958	$716,000	—	31 Dec 2013	13F
GABELLI FUNDS LLC	13F	Company	0.04%	275,000	$696,000	—	31 Dec 2013	13F
APG Asset Management N.V.	13F	Company	0.04%	258,974	$655,000	—	31 Dec 2013	13F
Dynamic Capital Management Ltd	13F	Company	0.04%	252,595	$639,000	—	31 Dec 2013	13F
NOMURA HOLDINGS INC	13F	Company	0.04%	245,202	$626,000	—	31 Dec 2013	13F
UBS AG	13F	Company	0.04%	241,717	$611,000	—	31 Dec 2013	13F
STATE STREET CORP	13F	Company	0.04%	238,378	$604,000	—	31 Dec 2013	13F
GROUP ONE TRADING LLC	13F	Company	0.04%	234,522	$593,000	—	31 Dec 2013	13F
JPMORGAN CHASE & CO	13F	Company	0.03%	214,628	$543,000	—	31 Dec 2013	13F
MORGAN STANLEY	13F	Company	0.03%	192,597	$488,000	—	31 Dec 2013	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.03%	184,510	$467,000	—	31 Dec 2013	13F
BARCLAYS PLC	13F	Company	0.03%	219,103	$437,000	—	31 Dec 2013	13F
WESTPAC BANKING CORP	13F	Company	0.03%	167,200	$423,016	—	31 Dec 2013	13F
BlackRock Japan Co. Ltd	13F	Company	0.03%	159,822	$404,000	—	31 Dec 2013	13F

Institutional Holders of HARMONY GOLD MINING CO LTD - Comon Shares (HMY) as of Q1 2014

As of 31 Mar 2014, HARMONY GOLD MINING CO LTD - Comon Shares (HMY) was held by 98 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 99,799,295 shares. The largest 10 holders included VAN ECK ASSOCIATES CORP, BlackRock Group LTD, DIMENSIONAL FUND ADVISORS LP, WELLINGTON MANAGEMENT CO LLP, UNITED SERVICES AUTOMOBILE ASSOCIATION, First Eagle Investment Management, LLC, Horseman Capital Management Ltd, AQR CAPITAL MANAGEMENT LLC, FMR LLC, and RENAISSANCE TECHNOLOGIES LLC. This page lists 98 institutional shareholders reporting positions in this security for the Q1 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders

101

Q1 2014 holders

Holder diff

-3

Investor	Q4 2013 Shares	Q1 2014 Shares	Share Diff	Share Chg %	Q4 2013 Value $	Q1 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.