HARMONIC INC - NOTE 4.000%12/0

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class
Debt / NOTE 4.000%12/0
Market price (% of par)
115.61%
Total 13F principal
$123,116,000
Principal change
+$366,000
Total reported market value
$143,135,000
Number of holders
15
Value change
+$748,177
Number of buys
3
Number of sells
4

Institutional Holders of HARMONIC INC - NOTE 4.000%12/0 as of Q3 2018

As of 30 Sep 2018, HARMONIC INC - NOTE 4.000%12/0 was held by 15 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $123,116,000 in principal (par value) of the bond. The largest 10 bondholders included CITADEL ADVISORS LLC, SILVERBACK ASSET MANAGEMENT LLC, WOLVERINE ASSET MANAGEMENT LLC, ZAZOVE ASSOCIATES LLC, Whitebox Advisors LLC, D. E. Shaw & Co., Inc., UBS Group AG, Polar Asset Management Partners Inc., Cowen Prime Services LLC, and Polygon Management Ltd.. This page lists 15 institutional bondholders reporting positions for the Q3 2018 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.