HARMONIC INC - NOTE 4.000%12/0

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Debt / NOTE 4.000%12/0
Market price (% of par)
112.19%
Total 13F principal
$112,125,000
Principal change
+$112,125,000
Total reported market value
$125,914,000
Number of holders
13
Value change
+$125,914,000
Number of buys
13

Institutional Holders of HARMONIC INC - NOTE 4.000%12/0 as of Q4 2016

As of 31 Dec 2016, HARMONIC INC - NOTE 4.000%12/0 was held by 13 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $112,125,000 in principal (par value) of the bond. The largest 10 bondholders included CITADEL ADVISORS LLC, Pine River Capital Management L.P., WHITEBOX ADVISORS LLC, ZAZOVE ASSOCIATES LLC, WOLVERINE ASSET MANAGEMENT LLC, SYMPHONY ASSET MANAGEMENT LLC, GEODE CAPITAL MANAGEMENT, LLC, GABELLI FUNDS LLC, Mohican Financial Management, LLC, and Jefferies Group LLC. This page lists 13 institutional bondholders reporting positions for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.