JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 3,718,750
- Share change
- -100,300
- Total reported value
- $74,313,000
- Price per share
- $19.98
- Number of holders
- 37
- Value change
- -$1,979,081
- Number of buys
- 15
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
837,818
|
$15,801,000 | — | 31 Mar 2016 | |
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
670,344
|
$12,643,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
503,122
|
$9,489,000 | — | 31 Mar 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
423,916
|
$7,995,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
404,695
|
$7,633,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
181,124
|
$3,394,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
140,731
|
$2,654,000 | — | 31 Mar 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
85,695
|
$1,616,000 | — | 31 Mar 2016 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
73,532
|
$1,387,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
66,547
|
$1,255,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
53,158
|
$1,003,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
50,868
|
$959,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
42,062
|
$788,000 | — | 31 Mar 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
32,760
|
$618,000 | — | 31 Mar 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
31,885
|
$601,000 | — | 31 Mar 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
30,434
|
$574,000 | — | 31 Mar 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
28,220
|
$532,000 | — | 31 Mar 2016 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
25,293
|
$477,000 | — | 31 Mar 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
24,236
|
$457,000 | — | 31 Mar 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
16,960
|
$320,000 | — | 31 Mar 2016 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
15,700
|
$296,000 | — | 31 Mar 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
14,621
|
$276,000 | — | 31 Mar 2016 | |
| INVESTMENT CENTERS OF AMERICA INC |
13F
|
Company |
—
class O/S missing
|
13,327
|
$252,000 | — | 31 Mar 2016 | |
| Brown Advisory Securities, LLC |
13F
|
Company |
—
class O/S missing
|
12,025
|
$227,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
8,738
|
$165,000 | — | 31 Mar 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
4,658
|
$87,000 | — | 31 Mar 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
3,670
|
$69,000 | — | 31 Mar 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
3,551
|
$66,000 | — | 31 Mar 2016 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
3,015
|
$57,000 | — | 31 Mar 2016 | |
| ARROW FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
2,674
|
$50,000 | — | 31 Mar 2016 | |
| Capital Analysts, LLC |
13F
|
Company |
—
class O/S missing
|
2,000
|
$37,720 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
1,100
|
$21,000 | — | 31 Mar 2016 | |
| Transamerica Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
600
|
$12,000 | — | 31 Mar 2016 | |
| Integrated Wealth Management |
13F
|
Company |
—
class O/S missing
|
400
|
$8,000 | — | 31 Mar 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
341
|
$6,000 | — | 31 Mar 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
335
|
$6,000 | — | 31 Mar 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
95
|
$2,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
62
|
$1,000 | — | 31 Mar 2016 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q2 2016
As of 30 Jun 2016,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,718,750 shares.
The largest 10 holders included
MORGAN STANLEY, Spectrum Asset Management, Inc., UBS Group AG, BANK OF AMERICA CORP /DE/, Invesco Ltd., LPL Financial LLC, GUGGENHEIM CAPITAL LLC, NWAM LLC, Capital Investment Advisors, LLC, and ROYAL BANK OF CANADA.
This page lists
37
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
38
Q2 2016 holders
37
Holder diff
-1
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.