JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 3,610,652
- Share change
- +122,284
- Total reported value
- $64,525,909
- Price per share
- $17.87
- Number of holders
- 39
- Value change
- +$2,276,150
- Number of buys
- 18
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
670,344
|
$11,738,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
619,291
|
$10,844,000 | — | 30 Sep 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
454,237
|
$7,952,000 | — | 30 Sep 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
366,114
|
$6,411,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
316,598
|
$5,544,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
175,162
|
$3,067,000 | — | 30 Sep 2014 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
135,435
|
$2,371,000 | — | 30 Sep 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
104,707
|
$1,833,000 | — | 30 Sep 2014 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
82,752
|
$1,449,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
72,833
|
$1,276,000 | — | 30 Sep 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
71,444
|
$1,251,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
68,684
|
$1,203,000 | — | 30 Sep 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
67,610
|
$1,184,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
67,702
|
$1,182,000 | — | 30 Sep 2014 | |
| Pine River Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
45,860
|
$803,000 | — | 30 Sep 2014 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
44,841
|
$785,000 | — | 30 Sep 2014 | |
| INVESTMENT CENTERS OF AMERICA INC |
13F
|
Company |
—
class O/S missing
|
14,479
|
$254,000 | — | 30 Sep 2014 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
14,125
|
$247,000 | — | 30 Sep 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
13,604
|
$238,000 | — | 30 Sep 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
12,537
|
$220,000 | — | 30 Sep 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
11,114
|
$195,000 | — | 30 Sep 2014 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
10,500
|
$184,000 | — | 30 Sep 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
—
class O/S missing
|
9,192
|
$161,000 | — | 30 Sep 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
9,000
|
$158,000 | — | 30 Sep 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
7,683
|
$134,529 | — | 30 Sep 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
4,581
|
$80,000 | — | 30 Sep 2014 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
3,401
|
$60,000 | — | 30 Sep 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
3,093
|
$54,000 | — | 30 Sep 2014 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
3,034
|
$53,000 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
2,674
|
$47,000 | — | 30 Sep 2014 | |
| FineMark National Bank & Trust |
13F
|
Company |
—
class O/S missing
|
2,400
|
$42,000 | — | 30 Sep 2014 | |
| Formidable Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,730
|
$31,000 | — | 30 Sep 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
1,370
|
$24,000 | — | 30 Sep 2014 | |
| Somerset Trust Co |
13F
|
Company |
—
class O/S missing
|
900
|
$16,000 | — | 30 Sep 2014 | |
| MANAGED ACCOUNT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
500
|
$9,000 | — | 30 Sep 2014 | |
| Regal Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
500
|
$9,000 | — | 30 Sep 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
400
|
$7,000 | — | 30 Sep 2014 | |
| Transamerica Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
300
|
$6,000 | — | 30 Sep 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
128
|
$2,000 | — | 30 Sep 2014 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
—
class O/S missing
|
100
|
$2,000 | — | 30 Sep 2014 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q4 2014
As of 31 Dec 2014,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,610,652 shares.
The largest 10 holders included
MORGAN STANLEY, Spectrum Asset Management, Inc., GUGGENHEIM CAPITAL LLC, Invesco Ltd., UBS Group AG, BANK OF AMERICA CORP /DE/, CREDIT SUISSE AG/, NWAM LLC, BURNEY CO/, and ROYAL BANK OF CANADA.
This page lists
39
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
40
Q4 2014 holders
39
Holder diff
-1
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.