JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 3,462,634
- Share change
- -112,114
- Total reported value
- $62,007,203
- Price per share
- $17.91
- Number of holders
- 41
- Value change
- -$2,002,464
- Number of buys
- 16
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
679,727
|
$11,773,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
574,114
|
$9,943,000 | — | 31 Mar 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
564,696
|
$9,782,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
393,661
|
$6,818,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
312,260
|
$5,408,000 | — | 31 Mar 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
261,265
|
$4,525,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
158,605
|
$2,747,000 | — | 31 Mar 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
105,828
|
$1,833,000 | — | 31 Mar 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
88,260
|
$1,528,671 | — | 31 Mar 2014 | |
| Pine River Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
71,205
|
$1,233,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
64,107
|
$1,111,000 | — | 31 Mar 2014 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
60,998
|
$1,056,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
58,871
|
$1,020,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
56,854
|
$985,000 | — | 31 Mar 2014 | |
| TOWER TRUST Co |
13F
|
Company |
—
class O/S missing
|
50,961
|
$882,000 | — | 31 Mar 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
39,214
|
$679,000 | — | 31 Mar 2014 | |
| Saba Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
18,733
|
$324,000 | — | 31 Mar 2014 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
14,125
|
$245,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
12,424
|
$215,000 | — | 31 Mar 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
—
class O/S missing
|
9,123
|
$158,000 | — | 31 Mar 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
4,581
|
$79,000 | — | 31 Mar 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
4,370
|
$75,000 | — | 31 Mar 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
4,146
|
$72,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
3,314
|
$57,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
3,303
|
$57,000 | — | 31 Mar 2014 | |
| FineMark National Bank & Trust |
13F
|
Company |
—
class O/S missing
|
2,400
|
$42,000 | — | 31 Mar 2014 | |
| Formidable Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,730
|
$31,000 | — | 31 Mar 2014 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
1,630
|
$28,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,563
|
$27,071 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,500
|
$26,000 | — | 31 Mar 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
1,370
|
$24,000 | — | 31 Mar 2014 | |
| Somerset Trust Co |
13F
|
Company |
—
class O/S missing
|
900
|
$16,000 | — | 31 Mar 2014 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
800
|
$14,000 | — | 31 Mar 2014 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
600
|
$10,000 | — | 31 Mar 2014 | |
| Regal Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
500
|
$9,000 | — | 31 Mar 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
400
|
$7,000 | — | 31 Mar 2014 | |
| Transamerica Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
300
|
$6,000 | — | 31 Mar 2014 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
164
|
$3,000 | — | 31 Mar 2014 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
—
class O/S missing
|
100
|
$2,000 | — | 31 Mar 2014 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q2 2014
As of 30 Jun 2014,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,462,634 shares.
The largest 10 holders included
Spectrum Asset Management, Inc., MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, UBS AG, Invesco Ltd., MARINER INVESTMENT GROUP LLC, BANK OF AMERICA CORP /DE/, CREDIT SUISSE AG/, NWAM LLC, and Capital Investment Advisors, LLC.
This page lists
41
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
39
Q2 2014 holders
41
Holder diff
2
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.