Security key
41013T105
JOHN HANCOCK PREMIUM DIVIDEND FUND - Common (PDT)
CUSIP: 41013T105
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 49,195,437
- Total 13F shares
- 6,327,003
- Share change
- -330,228
- Total reported value
- $81,978,482
- Price per share
- $12.95
- Number of holders
- 55
- Value change
- -$3,451,894
- Number of buys
- 26
- Number of sells
- 26
Report period
Q1 2014
Institutions
55
Top holders
10
PDT full security history
Newer quarter: Q2 2014
Previous quarter: Q4 2013
JOHN HANCOCK PREMIUM DIVIDEND FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 41013T105
Recent filing periods:
Top shareholders of PDT - JOHN HANCOCK PREMIUM DIVIDEND FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
3.2%
|
1,579,323
|
$18,320,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
1.5%
|
732,666
|
$8,499,000 | — | 31 Dec 2013 | |
| Saba Capital Management, L.P. |
13F
|
Company |
1.2%
|
607,591
|
$7,048,000 | — | 31 Dec 2013 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.1%
|
554,023
|
$6,425,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1%
|
501,984
|
$5,823,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
0.8%
|
393,549
|
$4,565,000 | — | 31 Dec 2013 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.6%
|
296,312
|
$3,437,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
0.41%
|
204,146
|
$2,368,000 | — | 31 Dec 2013 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.32%
|
156,169
|
$1,812,000 | — | 31 Dec 2013 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.3%
|
147,609
|
$1,712,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.24%
|
117,392
|
$1,362,000 | — | 31 Dec 2013 | |
| Pine River Capital Management L.P. |
13F
|
Company |
0.23%
|
115,071
|
$1,336,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
106,655
|
$1,237,000 | — | 31 Dec 2013 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.22%
|
105,991
|
$1,229,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
103,453
|
$1,200,000 | — | 31 Dec 2013 | |
| Homrich & Berg |
13F
|
Company |
0.18%
|
90,070
|
$1,045,000 | — | 31 Dec 2013 | |
| Ancora Advisors LLC |
13F
|
Company |
0.16%
|
78,408
|
$910,000 | — | 31 Dec 2013 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.14%
|
70,139
|
$814,000 | — | 31 Dec 2013 | |
| BARCLAYS PLC |
13F
|
Company |
0.13%
|
65,076
|
$716,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
62,358
|
$723,000 | — | 31 Dec 2013 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.13%
|
61,841
|
$717,000 | — | 31 Dec 2013 | |
| Assured Investment Management LLC |
13F
|
Company |
0.11%
|
54,056
|
$627,000 | — | 31 Dec 2013 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.1%
|
49,649
|
$575,929 | — | 31 Dec 2013 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.1%
|
48,203
|
$562,000 | — | 31 Dec 2013 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.07%
|
36,673
|
$425,000 | — | 31 Dec 2013 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.07%
|
36,209
|
$420,000 | — | 31 Dec 2013 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.07%
|
35,154
|
$408,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.07%
|
34,796
|
$404,000 | — | 31 Dec 2013 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
28,404
|
$329,000 | — | 31 Dec 2013 | |
| First Horizon Advisors, Inc. |
13F
|
Company |
0.04%
|
20,000
|
$232,000 | — | 31 Dec 2013 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.03%
|
16,065
|
$186,000 | — | 31 Dec 2013 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0.03%
|
16,038
|
$186,000 | — | 31 Dec 2013 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.03%
|
15,830
|
$184,000 | — | 31 Dec 2013 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
15,595
|
$181,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
14,400
|
$167,000 | — | 31 Dec 2013 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0.03%
|
14,149
|
$164,000 | — | 31 Dec 2013 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.03%
|
14,047
|
$163,000 | — | 31 Dec 2013 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.03%
|
12,934
|
$149,000 | — | 31 Dec 2013 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.03%
|
12,597
|
$146,000 | — | 31 Dec 2013 | |
| Creative Planning |
13F
|
Company |
0.02%
|
11,335
|
$131,000 | — | 31 Dec 2013 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.02%
|
10,940
|
$127,000 | — | 31 Dec 2013 | |
| Aldebaran Financial Inc. |
13F
|
Company |
0.02%
|
10,537
|
$122,000 | — | 31 Dec 2013 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.02%
|
10,305
|
$120,000 | — | 31 Dec 2013 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.02%
|
8,553
|
$99,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
6,157
|
$71,000 | — | 31 Dec 2013 | |
| Windsor Capital Management, LLC |
13F
|
Company |
0.01%
|
5,825
|
$68,000 | — | 31 Dec 2013 | |
| Barrett Asset Management, LLC |
13F
|
Company |
0.01%
|
4,500
|
$52,000 | — | 31 Dec 2013 | |
| Winfield Associates, Inc. |
13F
|
Company |
0.01%
|
4,000
|
$46,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
3,625
|
$42,000 | — | 31 Dec 2013 | |
| WFG Advisors, LP |
13F
|
Company |
0.01%
|
3,527
|
$41,000 | — | 31 Dec 2013 |
Institutional Holders of JOHN HANCOCK PREMIUM DIVIDEND FUND - Common (PDT) as of Q1 2014
As of 31 Mar 2014,
JOHN HANCOCK PREMIUM DIVIDEND FUND - Common (PDT) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,327,003 shares.
The largest 10 holders included
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Saba Capital Management, L.P., UBS AG, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Invesco Ltd., MORGAN STANLEY, AQR CAPITAL MANAGEMENT LLC, CORNERSTONE ADVISORS INC, and LPL Financial LLC.
This page lists
55
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
64
Q1 2014 holders
55
Holder diff
-9
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.