- Type / Class
- Equity / SPON ADR NEW
- Total 13F shares
- 56,629,168
- Share change
- -5,822,919
- Total reported value
- $1,469,127,849
- Put/Call ratio
- 170%
- Price per share
- $25.91
- Number of holders
- 256
- Value change
- -$145,172,716
- Number of buys
- 109
- Number of sells
- 100
Quarterly Holders Quick Answers
What is CUSIP 404280406?
CUSIP 404280406 identifies HSBC - HSBC HOLDINGS PLC - SPON ADR NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 404280406:
Top shareholders of HSBC - HSBC HOLDINGS PLC - SPON ADR NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
9,663,967
|
$189,220,000 | — | 30 Sep 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
9,473,008
|
$185,481,000 | — | 30 Sep 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
6,718,952
|
$130,348,000 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
4,150,757
|
$81,273,000 | — | 30 Sep 2020 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
4,029,890
|
$78,905,000 | — | 30 Sep 2020 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
4,002,729
|
$76,956,000 | — | 30 Sep 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
3,284,253
|
$64,305,000 | — | 30 Sep 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,343,555
|
$45,887,000 | — | 30 Sep 2020 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
2,179,485
|
$42,674,000 | — | 30 Sep 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
1,813,173
|
$36,349,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,545,231
|
$30,255,000 | — | 30 Sep 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
1,456,080
|
$28,510,000 | — | 30 Sep 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
1,385,463
|
$27,127,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,188,939
|
$23,281,000 | — | 30 Sep 2020 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
865,611
|
$16,949,000 | — | 30 Sep 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
622,992
|
$12,198,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
516,676
|
$10,116,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
505,665
|
$9,901,000 | — | 30 Sep 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
412,836
|
$8,083,000 | — | 30 Sep 2020 | |
| Segantii Capital Management Ltd |
13F
|
Company |
—
class O/S missing
|
317,898
|
$6,112,000 | — | 30 Sep 2020 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
307,014
|
$6,011,000 | — | 30 Sep 2020 | |
| Crossmark Global Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
303,887
|
$5,950,000 | — | 30 Sep 2020 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
288,980
|
$5,658,000 | — | 30 Sep 2020 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
288,143
|
$5,643,000 | — | 30 Sep 2020 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
210,416
|
$4,393,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
185,970
|
$3,641,000 | — | 30 Sep 2020 | |
| Quantitative Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
179,619
|
$3,516,000 | — | 30 Sep 2020 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
—
class O/S missing
|
174,898
|
$3,425,000 | — | 30 Sep 2020 | |
| GUARDIAN CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
169,996
|
$3,269,000 | — | 30 Sep 2020 | |
| American Assets Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
166,918
|
$3,268,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
156,553
|
$3,065,000 | — | 30 Sep 2020 | |
| PEAK6 Investments LLC |
13F
|
Company |
—
class O/S missing
|
137,579
|
$2,694,000 | — | 30 Sep 2020 | |
| CAPITAL FUND MANAGEMENT S.A. |
13F
|
Company |
—
class O/S missing
|
111,950
|
$2,191,981 | — | 30 Sep 2020 | |
| Manatuck Hill Partners, LLC |
13F
|
Company |
—
class O/S missing
|
107,448
|
$2,104,000 | — | 30 Sep 2020 | |
| Verition Fund Management LLC |
13F
|
Company |
—
class O/S missing
|
106,263
|
$2,081,000 | — | 30 Sep 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
94,019
|
$1,841,000 | — | 30 Sep 2020 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
92,078
|
$1,803,000 | — | 30 Sep 2020 | |
| Tweedy, Browne Co LLC |
13F
|
Company |
—
class O/S missing
|
84,866
|
$1,662,000 | — | 30 Sep 2020 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
84,158
|
$1,648,000 | — | 30 Sep 2020 | |
| Athos Capital Ltd |
13F
|
Company |
—
class O/S missing
|
81,004
|
$1,586,000 | — | 30 Sep 2020 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
—
class O/S missing
|
77,696
|
$1,521,000 | — | 30 Sep 2020 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
74,266
|
$1,454,000 | — | 30 Sep 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
72,351
|
$1,446,000 | — | 30 Sep 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
61,220
|
$1,313,000 | — | 30 Sep 2020 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
62,749
|
$1,229,000 | — | 30 Sep 2020 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
62,627
|
$1,226,000 | — | 30 Sep 2020 | |
| Old Port Advisors |
13F
|
Company |
—
class O/S missing
|
57,580
|
$1,127,000 | — | 30 Sep 2020 | |
| JARISLOWSKY, FRASER Ltd |
13F
|
Company |
—
class O/S missing
|
57,165
|
$1,119,000 | — | 30 Sep 2020 | |
| Creegan & Nassoura Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
56,855
|
$1,113,000 | — | 30 Sep 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
56,481
|
$1,106,000 | — | 30 Sep 2020 |
Institutional Holders of HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) as of Q4 2020
As of 31 Dec 2020,
HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) was held by
256 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
56,629,168 shares.
The largest 10 holders included
DIMENSIONAL FUND ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, JPMORGAN CHASE & CO, CREDIT SUISSE AG/, NORTHERN TRUST CORP, NORGES BANK, LMR Partners LLP, GOLDMAN SACHS GROUP INC, Parametric Portfolio Associates LLC, and MORGAN STANLEY.
This page lists
256
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
220
Q4 2020 holders
256
Holder diff
36
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.