- Type / Class
- Equity / SPON ADR NEW
- Total 13F shares
- 62,065,232
- Share change
- -3,452,934
- Total reported value
- $1,213,726,062
- Put/Call ratio
- 153%
- Price per share
- $19.58
- Number of holders
- 220
- Value change
- -$74,246,052
- Number of buys
- 70
- Number of sells
- 141
Quarterly Holders Quick Answers
What is CUSIP 404280406?
CUSIP 404280406 identifies HSBC - HSBC HOLDINGS PLC - SPON ADR NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 404280406:
Top shareholders of HSBC - HSBC HOLDINGS PLC - SPON ADR NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
10,875,408
|
$253,723,000 | — | 30 Jun 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
9,826,246
|
$229,246,000 | — | 30 Jun 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
6,006,711
|
$140,137,000 | — | 30 Jun 2020 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
4,157,064
|
$96,985,000 | — | 30 Jun 2020 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
3,937,953
|
$91,963,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
3,216,442
|
$75,040,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
3,122,002
|
$72,837,000 | — | 30 Jun 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
2,265,729
|
$52,859,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,055,814
|
$47,962,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
1,967,966
|
$44,926,000 | — | 30 Jun 2020 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
1,723,903
|
$40,219,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,507,932
|
$35,180,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,151,156
|
$26,857,000 | — | 30 Jun 2020 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
904,241
|
$21,096,000 | — | 30 Jun 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
830,214
|
$19,369,000 | — | 30 Jun 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
813,818
|
$18,986,000 | — | 30 Jun 2020 | |
| PEAK6 Investments LLC |
13F
|
Company |
—
class O/S missing
|
779,233
|
$18,180,000 | — | 30 Jun 2020 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
733,263
|
$17,107,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
678,111
|
$15,820,000 | — | 30 Jun 2020 | |
| Verition Fund Management LLC |
13F
|
Company |
—
class O/S missing
|
633,330
|
$14,776,000 | — | 30 Jun 2020 | |
| OLD MISSION CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
428,058
|
$9,987,000 | — | 30 Jun 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
413,328
|
$9,642,000 | — | 30 Jun 2020 | |
| Segantii Capital Management Ltd |
13F
|
Company |
—
class O/S missing
|
376,220
|
$8,787,000 | — | 30 Jun 2020 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
372,477
|
$8,690,000 | — | 30 Jun 2020 | |
| Crossmark Global Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
311,432
|
$7,266,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
289,873
|
$6,763,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
255,796
|
$5,967,000 | — | 30 Jun 2020 | |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
253,407
|
$5,912,000 | — | 30 Jun 2020 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
248,292
|
$5,793,000 | — | 30 Jun 2020 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
237,315
|
$5,537,000 | — | 30 Jun 2020 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
212,084
|
$4,997,000 | — | 30 Jun 2020 | |
| Quantitative Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
198,441
|
$4,629,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
194,761
|
$4,544,000 | — | 30 Jun 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
169,611
|
$3,990,000 | — | 30 Jun 2020 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
168,137
|
$3,923,000 | — | 30 Jun 2020 | |
| Athos Capital Ltd |
13F
|
Company |
—
class O/S missing
|
150,504
|
$3,511,000 | — | 30 Jun 2020 | |
| American Assets Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
141,918
|
$3,311,000 | — | 30 Jun 2020 | |
| GUARDIAN CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
176,941
|
$3,104,000 | — | 30 Jun 2020 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
115,144
|
$2,686,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
110,897
|
$2,587,000 | — | 30 Jun 2020 | |
| Manatuck Hill Partners, LLC |
13F
|
Company |
—
class O/S missing
|
107,448
|
$2,507,000 | — | 30 Jun 2020 | |
| CAPITAL FUND MANAGEMENT S.A. |
13F
|
Company |
—
class O/S missing
|
99,605
|
$2,323,784 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
90,548
|
$2,112,000 | — | 30 Jun 2020 | |
| HAP Trading, LLC |
13F
|
Company |
—
class O/S missing
|
89,821
|
$2,096,000 | — | 30 Jun 2020 | |
| Capula Management Ltd |
13F
|
Company |
—
class O/S missing
|
87,441
|
$2,040,000 | — | 30 Jun 2020 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
87,058
|
$2,031,000 | — | 30 Jun 2020 | |
| Tweedy, Browne Co LLC |
13F
|
Company |
—
class O/S missing
|
86,139
|
$2,010,000 | — | 30 Jun 2020 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
85,581
|
$1,997,000 | — | 30 Jun 2020 | |
| Fisher Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
79,465
|
$1,854,000 | — | 30 Jun 2020 | |
| JARISLOWSKY, FRASER Ltd |
13F
|
Company |
—
class O/S missing
|
74,565
|
$1,739,000 | — | 30 Jun 2020 |
Institutional Holders of HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) as of Q3 2020
As of 30 Sep 2020,
HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) was held by
220 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
62,065,232 shares.
The largest 10 holders included
DIMENSIONAL FUND ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, JPMORGAN CHASE & CO, CITIGROUP INC, CREDIT SUISSE AG/, LMR Partners LLP, NORTHERN TRUST CORP, GOLDMAN SACHS GROUP INC, NORGES BANK, and AMERIPRISE FINANCIAL INC.
This page lists
220
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
251
Q3 2020 holders
220
Holder diff
-31
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.