What does CUSIP 404280406 represent in this 13F holders report?

CUSIP 404280406 is the security identifier for HSBC - HSBC HOLDINGS PLC - SPON ADR NEW used to aggregate holder disclosures.

How many institutions held HSBC - HSBC HOLDINGS PLC - SPON ADR NEW in Q4 2019?

388 institutional investors reported HSBC - HSBC HOLDINGS PLC - SPON ADR NEW for Q4 2019. Use the holders table for investor-level position and value details.

HSBC HOLDINGS PLC - SPON ADR NEW (HSBC)

CUSIP: 404280406

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / SPON ADR NEW
Total 13F shares: 90,124,617
Share change: -2,239,507
Total reported value: $3,522,215,760
Put/Call ratio: 179%
Price per share: $39.09
Number of holders: 388
Value change: -$86,405,810
Number of buys: 157
Number of sells: 180

Security key

404280406

Report period

Q4 2019

Institutions

388

Top holders

HSBC full security history Newer quarter: Q1 2020 Previous quarter: Q3 2019 HSBC HOLDINGS PLC SEC filings HSBC HOLDINGS PLC company facts HSBC HOLDINGS PLC 13D/G history

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 404280406

Newer quarter: Q1 2020 Previous quarter: Q3 2019

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HSBC - HSBC HOLDINGS PLC - SPON ADR NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Fisher Asset Management, LLC	13F	Company	— class O/S missing	15,876,496	$607,594,000	—	30 Sep 2019	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	— class O/S missing	11,095,562	$424,627,000	—	30 Sep 2019	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	— class O/S missing	6,464,518	$247,397,000	—	30 Sep 2019	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	4,453,789	$170,446,000	—	30 Sep 2019	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	4,325,083	$165,520,000	—	30 Sep 2019	13F
CAMBIAR INVESTORS LLC	13F	Company	— class O/S missing	3,586,289	$137,247,000	—	30 Sep 2019	13F
LMR Partners LLP	13F	Company	— class O/S missing	2,675,144	$103,062,000	—	30 Sep 2019	13F
MORGAN STANLEY	13F	Company	— class O/S missing	2,578,128	$98,665,000	—	30 Sep 2019	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	2,518,814	$96,395,000	—	30 Sep 2019	13F
SCHAFER CULLEN CAPITAL MANAGEMENT INC	13F	Company	— class O/S missing	2,441,185	$93,424,000	—	30 Sep 2019	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	2,436,427	$93,242,000	—	30 Sep 2019	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	2,225,918	$85,185,000	—	30 Sep 2019	13F
HARDING LOEVNER LP	13F	Company	— class O/S missing	2,193,410	$83,942,000	—	30 Sep 2019	13F
Segantii Capital Management Ltd	13F	Company	— class O/S missing	2,091,933	$80,581,000	—	30 Sep 2019	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,887,775	$72,246,000	—	30 Sep 2019	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	1,817,101	$69,178,000	—	30 Sep 2019	13F
Verition Fund Management LLC	13F	Company	— class O/S missing	1,397,707	$53,490,000	—	30 Sep 2019	13F
Aperio Group, LLC	13F	Company	— class O/S missing	1,161,326	$44,444,000	—	30 Sep 2019	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	1,041,420	$39,854,000	—	30 Sep 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	885,514	$33,888,000	—	30 Sep 2019	13F
Carlson Capital, L.P.	13F	Company	— class O/S missing	857,900	$32,832,000	—	30 Sep 2019	13F
CITIGROUP INC	13F	Company	— class O/S missing	766,992	$29,353,000	—	30 Sep 2019	13F
Cullen Capital Management, LLC	13F	Company	— class O/S missing	694,650	$26,584,000	—	30 Sep 2019	13F
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	663,537	$25,394,000	—	30 Sep 2019	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	— class O/S missing	662,567	$25,356,000	—	30 Sep 2019	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	626,388	$23,972,000	—	30 Sep 2019	13F
NINE MASTS CAPITAL Ltd	13F	Company	— class O/S missing	517,143	$19,923,101	—	30 Sep 2019	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	516,828	$19,779,000	—	30 Sep 2019	13F
BRANDES INVESTMENT PARTNERS, LP	13F	Company	— class O/S missing	467,093	$17,876,000	—	30 Sep 2019	13F
UBS Group AG	13F	Company	— class O/S missing	424,759	$16,256,000	—	30 Sep 2019	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	359,705	$13,766,000	—	30 Sep 2019	13F
Janney Capital Management LLC	13F	Company	— class O/S missing	342,313	$13,100,000	—	30 Sep 2019	13F
Twin Tree Management, LP	13F	Company	— class O/S missing	336,008	$12,859,000	—	30 Sep 2019	13F
FIL Ltd	13F	Company	— class O/S missing	315,849	$12,088,000	—	30 Sep 2019	13F
CAPITAL ADVISORS INC/OK	13F	Company	— class O/S missing	284,462	$11,873,000	—	30 Sep 2019	13F
NWQ INVESTMENT MANAGEMENT COMPANY, LLC	13F	Company	— class O/S missing	310,177	$11,870,000	—	30 Sep 2019	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	291,588	$11,159,000	—	30 Sep 2019	13F
OPPENHEIMER ASSET MANAGEMENT INC.	13F	Company	— class O/S missing	291,445	$11,153,000	—	30 Sep 2019	13F
Crossmark Global Holdings, Inc.	13F	Company	— class O/S missing	288,638	$11,046,000	—	30 Sep 2019	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	275,699	$10,552,000	—	30 Sep 2019	13F
NATIXIS ADVISORS, LLC	13F	Company	— class O/S missing	271,694	$10,397,000	—	30 Sep 2019	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	265,014	$10,142,000	—	30 Sep 2019	13F
COMERICA BANK	13F	Company	— class O/S missing	254,900	$10,058,000	—	30 Sep 2019	13F
US BANCORP \DE\	13F	Company	— class O/S missing	246,601	$9,437,000	—	30 Sep 2019	13F
Clearbridge Investments, LLC	13F	Company	— class O/S missing	245,986	$9,414,000	—	30 Sep 2019	13F
CIBC Private Wealth Group LLC	13F	Company	— class O/S missing	242,180	$9,268,000	—	30 Sep 2019	13F
CANADA PENSION PLAN INVESTMENT BOARD	13F	Company	— class O/S missing	229,100	$8,768,000	—	30 Sep 2019	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	222,074	$8,513,000	—	30 Sep 2019	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	221,644	$8,482,000	—	30 Sep 2019	13F
OLD MISSION CAPITAL LLC	13F	Company	— class O/S missing	206,712	$7,911,000	—	30 Sep 2019	13F

Institutional Holders of HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) as of Q4 2019

As of 31 Dec 2019, HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) was held by 388 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 90,124,617 shares. The largest 10 holders included Fisher Asset Management, LLC, DIMENSIONAL FUND ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, HARDING LOEVNER LP, NORTHERN TRUST CORP, CAMBIAR INVESTORS LLC, BANK OF AMERICA CORP /DE/, JPMORGAN CHASE & CO, Parametric Portfolio Associates LLC, and Schafer Cullen Capital Management Inc. This page lists 388 institutional shareholders reporting positions in this security for the Q4 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

374

Q4 2019 holders

388

Holder diff

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.