Security key
40424G108
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,465,062
- Total 13F shares
- 1,791,877
- Share change
- +18,667
- Total reported value
- $31,355,563
- Price per share
- $17.50
- Number of holders
- 25
- Value change
- +$406,180
- Number of buys
- 8
- Number of sells
- 10
Report period
Q4 2016
Institutions
25
Top holders
10
HMNF full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
HMN FINANCIAL INC SEC filings
HMN FINANCIAL INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 40424G108
Recent filing periods:
Top shareholders of HMNF - HMN FINANCIAL, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Jeffrey L. Gendell |
13F
|
Individual |
9.7%
|
431,295
|
$6,105,000 | — | 30 Sep 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
7.8%
|
346,720
|
$4,927,000 | — | 30 Sep 2016 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
4%
|
180,490
|
$2,563,000 | — | 30 Sep 2016 | |
| MALTESE CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.6%
|
115,356
|
$1,638,000 | — | 30 Sep 2016 | |
| M3F, Inc. |
13F
|
Company |
1.8%
|
79,101
|
$1,123,000 | — | 30 Sep 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.6%
|
69,400
|
$982,000 | — | 30 Sep 2016 | |
| CHOREO, LLC |
13F
|
Company |
1.4%
|
64,534
|
$916,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1.3%
|
58,854
|
$836,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.1%
|
50,593
|
$739,000 | — | 30 Sep 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
48,800
|
$712,000 | — | 30 Sep 2016 | |
| Pinnacle Holdings, LLC |
13F
|
Company |
1.1%
|
48,275
|
$704,574 | — | 30 Sep 2016 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.63%
|
28,053
|
$398,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.54%
|
23,940
|
$340,000 | — | 30 Sep 2016 | |
| Stilwell Value LLC |
13F
|
Company |
0.48%
|
21,443
|
$304,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.15%
|
6,650
|
$94,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
2,152
|
$31,000 | — | 30 Sep 2016 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.04%
|
2,000
|
$28,000 | — | 30 Sep 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.04%
|
1,907
|
$27,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
1,150
|
$16,000 | — | 30 Sep 2016 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
1,075
|
$15,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.02%
|
848
|
$12,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
645
|
$9,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
591
|
$8,000 | — | 30 Sep 2016 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.01%
|
538
|
$8,000 | — | 30 Sep 2016 |
Institutional Holders of HMN FINANCIAL, INC. - Common Stock (HMNF) as of Q4 2016
As of 31 Dec 2016,
HMN FINANCIAL, INC. - Common Stock (HMNF) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,791,877 shares.
The largest 10 holders included
GENDELL JEFFREY L, DIMENSIONAL FUND ADVISORS LP, River Oaks Capital LLC, GRACE & WHITE INC /NY, MALTESE CAPITAL MANAGEMENT LLC, M3F, Inc., RENAISSANCE TECHNOLOGIES LLC, RSM US WEALTH MANAGEMENT LLC, BlackRock Institutional Trust Company, N.A., and BRIDGEWAY CAPITAL MANAGEMENT INC.
This page lists
25
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
24
Q4 2016 holders
25
Holder diff
1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.