Security key
404053100
H & Q LIFE SCIENCES INVS - EXCHANGE TRADED (HQL)
CUSIP: 404053100
Q4 2020 13F Holders as of 31 Dec 2020
- Security type / class
- Debt / EXCHANGE TRADED
- Total 13F principal
- $3,784
- Total 13F market value
- $79,112
- SEC-reported market price (% of par)
- 2069.77%
- Principal change
- +$2,175
- Number of holders
- 2
- Value change
- +$44,285
- Number of buys
- 2
Report period
Q4 2020
Institutions
2
Top holders
2
HQL full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
abrdn Life Sciences Investors SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 404053100
Recent filing periods:
Ownership snapshot
Top reported holders of HQL - H & Q LIFE SCIENCES INVS - EXCHANGE TRADED (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
NEEDHAM INVESTMENT MANAGE...
Disclosed value leader
NEEDHAM INVESTMENT MANAGE...
Comparable rows
0/15
Latest evidence
30 Sep 2020
13F
Highest disclosed value: $8,527,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
NEEDHAM INVESTMENT MANAGEMENT LLC has the largest disclosed position value at $8.53M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens NEEDHAM INVESTMENT MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
NEEDHAM INVESTMENT MANAGEMENT LLC
$8.53M
MORGAN STANLEY
$7.82M
1832 Asset Management L.P.
$7.67M
Advisors Asset Management, Inc.
$5.82M
Matisse Capital
$5.61M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$8,527,000
485,000 shares
|
— | 30 Sep 2020 |
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$7,825,000
445,101 shares
|
— | 30 Sep 2020 |
| 1832 Asset Management L.P. |
13F
Company
|
—
denominator unverified
|
$7,669,000
434,400 shares
|
— | 30 Sep 2020 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
denominator unverified
|
$5,819,578
331,034 shares
|
— | 30 Sep 2020 |
| Matisse Capital |
13F
Company
|
—
denominator unverified
|
$5,613,000
319,311 shares
|
— | 30 Sep 2020 |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
Company
|
—
denominator unverified
|
$5,157,000
293,395 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
2
Principal
$3,784
Rows available
2
| Investor | Option | Weight % | Change % | SEC-reported value | * Price (% of par) | Principal | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q1 2026 Across Filers
Q1 2026 holders
1
Q4 2020 holders
2
Holder diff
1
| Investor | Q1 2026 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q1 2026 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend