Security key
404053100
H & Q LIFE SCIENCES INVS - EXCHANGE TRADED (HQL)
CUSIP: 404053100
Q1 2018 13F Holders as of 31 Mar 2018
- Security type / class
- Debt / EXCHANGE TRADED
- Total 13F principal
- $620
- Total 13F market value
- $12,000
- SEC-reported market price (% of par)
- 1935.48%
- Principal change
- $0
- Number of holders
- 1
Report period
Q1 2018
Institutions
1
Top holders
1
HQL full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
abrdn Life Sciences Investors SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 404053100
Recent filing periods:
Ownership snapshot
Top reported holders of HQL - H & Q LIFE SCIENCES INVS - EXCHANGE TRADED (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/15
Latest evidence
31 Dec 2017
13F
Highest disclosed value: $12,277,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY has the largest disclosed position value at $12.28M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Disclosed position value
Top 5
MORGAN STANLEY
$12.28M
NEEDHAM INVESTMENT MANAGEMENT LLC
$10.6M
RAYMOND JAMES & ASSOCIATES
$4.85M
Claraphi Advisory Network, LLC
$4.27M
FLAGSHIP HARBOR ADVISORS, LLC
$4.18M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$12,277,000
625,423 shares
|
— | 31 Dec 2017 |
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$10,595,000
539,725 shares
|
— | 31 Dec 2017 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
denominator unverified
|
$4,849,000
247,018 shares
|
— | 31 Dec 2017 |
| Claraphi Advisory Network, LLC |
13F
Company
|
—
denominator unverified
|
$4,267,000
217,358 shares
|
— | 31 Dec 2017 |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
Company
|
—
denominator unverified
|
$4,184,000
210,320 shares
|
— | 31 Dec 2017 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
denominator unverified
|
$3,798,000
193,470 shares
|
— | 31 Dec 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
1
Principal
$620
Rows available
1
| Investor | Option | Weight % | Change % | SEC-reported value | * Price (% of par) | Principal | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2018 vs Q1 2026 Across Filers
Q1 2026 holders
1
Q1 2018 holders
1
Holder diff
0
| Investor | Q1 2026 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q1 2026 value | Q1 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend