Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
19
-
Total 13F principal, excl. options
-
1,280,448
-
Principal change
-
+32,063
-
Total reported value, excl. options
-
$11,232,492
-
Value change
-
+$286,365
-
Number of buys
-
10
-
Number of sells
-
-9
-
Price
-
$8.99
Significant Holders of GUGGENHEIM - EXCHANGE TRADED (GPM) as of Q3 2014
22 filings reported holding GPM - GUGGENHEIM - EXCHANGE TRADED as of Q3 2014.
GUGGENHEIM - EXCHANGE TRADED (GPM) has 19 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $1,280,448 of principal
.
Largest 10 bondholders include BANK OF AMERICA CORP /DE/ ($269,103 of principal), MORGAN STANLEY ($200,646 of principal), Advisors Asset Management, Inc. ($160,619 of principal), WELLS FARGO & COMPANY/MN ($126,267 of principal), Invesco Ltd. ($100,640 of principal), National Planning Corp ($83,475 of principal), RAYMOND JAMES & ASSOCIATES ($77,424 of principal), Commonwealth Equity Services, Inc ($72,247 of principal), LPL Financial LLC ($58,048 of principal), and UBS AG ($46,537 of principal).
This table shows the top 19 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.