Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,820,607
- Share change
- +78,233
- Total reported value
- $82,145,118
- Price per share
- $21.50
- Number of holders
- 34
- Value change
- +$1,631,576
- Number of buys
- 16
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.4%
|
1,177,888
|
$26,773,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
2.1%
|
574,612
|
$13,062,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.9%
|
508,930
|
$11,568,000 | — | 31 Dec 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.4%
|
380,960
|
$8,659,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.82%
|
220,637
|
$5,015,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.5%
|
135,604
|
$3,082,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.44%
|
118,228
|
$2,687,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.43%
|
116,334
|
$2,644,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.35%
|
95,202
|
$2,163,000 | — | 31 Dec 2017 | |
| USCA RIA LLC |
13F
|
Company |
0.27%
|
73,405
|
$1,668,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.23%
|
62,907
|
$1,430,000 | — | 31 Dec 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.17%
|
46,794
|
$1,064,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.14%
|
37,063
|
$842,000 | — | 31 Dec 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.08%
|
22,555
|
$513,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.08%
|
21,870
|
$497,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.06%
|
16,644
|
$378,000 | — | 31 Dec 2017 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
13,823
|
$314,000 | — | 31 Dec 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.05%
|
13,114
|
$298,000 | — | 31 Dec 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.05%
|
12,901
|
$293,000 | — | 31 Dec 2017 | |
| Ahrens Investment Partners LLC |
13F
|
Company |
0.05%
|
12,500
|
$284,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
12,434
|
$283,000 | — | 31 Dec 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.05%
|
12,250
|
$278,000 | — | 31 Dec 2017 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.04%
|
10,426
|
$237,000 | — | 31 Dec 2017 | |
| Avalon Investment & Advisory |
13F
|
Company |
0.04%
|
10,117
|
$230,000 | — | 31 Dec 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.03%
|
9,237
|
$210,000 | — | 31 Dec 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.02%
|
5,207
|
$118,000 | — | 31 Dec 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.02%
|
4,487
|
$102,000 | — | 31 Dec 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
3,974
|
$90,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
3,138
|
$72,000 | — | 31 Dec 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$56,000 | — | 31 Dec 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.01%
|
2,132
|
$48,000 | — | 31 Dec 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,082
|
$47,000 | — | 31 Dec 2017 | |
| CALTON & ASSOCIATES, INC. |
13F
|
Company |
0.01%
|
1,350
|
$29,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
895
|
$20,000 | — | 31 Dec 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
240
|
$5,000 | — | 31 Dec 2017 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q1 2018
As of 31 Mar 2018,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,820,607 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, SIT INVESTMENT ASSOCIATES INC, UBS Group AG, WELLS FARGO & COMPANY/MN, Invesco Ltd., USCA RIA LLC, RAYMOND JAMES & ASSOCIATES, and STIFEL FINANCIAL CORP.
This page lists
34
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
35
Q1 2018 holders
34
Holder diff
-1
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.