Security key
38150K103
Goldman Sachs Physical Gold ETF - UNIT (AAAU)
CUSIP: 38150K103
Q4 2023 13F Holders as of 31 Dec 2023
- Security type / class
- Equity / UNIT
- Total 13F shares
- 11,078,411
- Total 13F value
- $226,073,543
- Share change
- +1,356,243
- SEC-reported price per share
- $20.44
- Number of holders
- 94
- Value change
- +$28,136,617
- Number of buys
- 45
- Number of sells
- 36
Report period
Q4 2023
Institutions
94
Top holders
10
AAAU full security history
Ownership snapshot
Full 13F holder table
Goldman Sachs Physical Gold ETF SEC filings
Goldman Sachs Physical Gold ETF company facts
Broader feeds
Ownership snapshot
Top reported holders of AAAU - Goldman Sachs Physical Gold ETF - UNIT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
AE Wealth Management LLC
Disclosed value leader
AE Wealth Management LLC
Comparable rows
0/15
Latest evidence
30 Sep 2023
13F
Highest disclosed value: $14,773,511
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
AE Wealth Management LLC has the largest disclosed position value at $14.77M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens AE Wealth Management LLC's linked filing trail.
Disclosed position value
Top 5
AE Wealth Management LLC
$14.77M
OLIVER LAGORE VANVALIN INVESTMENT...
$14.52M
Marks Group Wealth Management, Inc
$14.18M
ROYAL BANK OF CANADA
$12.8M
STIFEL FINANCIAL CORP
$8.64M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| AE Wealth Management LLC |
13F
Company
|
—
class O/S missing
|
$14,773,511
806,855 shares
|
— | 30 Sep 2023 |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP |
13F
Company
|
—
class O/S missing
|
$14,516,311
792,808 shares
|
— | 30 Sep 2023 |
| Marks Group Wealth Management, Inc |
13F
Company
|
—
class O/S missing
|
$14,175,949
774,219 shares
|
— | 30 Sep 2023 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$12,796,000
698,862 shares
|
— | 30 Sep 2023 |
| STIFEL FINANCIAL CORP |
13F
Company
|
—
class O/S missing
|
$8,644,030
472,093 shares
|
— | 30 Sep 2023 |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
Company
|
—
class O/S missing
|
$8,555,000
467,207 shares
|
— | 30 Sep 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
94
Shares
11,078,411
Rows available
94
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
75
Q4 2023 holders
94
Holder diff
19
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 value | Q4 2023 value | Value change | Value Chg % |
|---|