Security key
38150K103
Goldman Sachs Physical Gold ETF - UNIT (AAAU)
CUSIP: 38150K103
Q4 2020 13F Holders as of 31 Dec 2020
- Security type / class
- Equity / UNIT
- Total 13F shares
- 4,516,077
- Total 13F value
- $84,823,170
- Share change
- +4,510,373
- SEC-reported price per share
- $18.94
- Number of holders
- 31
- Value change
- +$84,723,170
- Number of buys
- 30
Report period
Q4 2020
Institutions
31
Top holders
10
AAAU full security history
Ownership snapshot
Full 13F holder table
Goldman Sachs Physical Gold ETF SEC filings
Goldman Sachs Physical Gold ETF company facts
Broader feeds
Ownership snapshot
Top reported holders of AAAU - Goldman Sachs Physical Gold ETF - UNIT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Proficio Capital Partners...
Disclosed value leader
Proficio Capital Partners...
Comparable rows
0/15
Latest evidence
30 Sep 2020
13F
Highest disclosed value: $12,859,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Proficio Capital Partners LLC has the largest disclosed position value at $12.86M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Proficio Capital Partners LLC's linked filing trail.
Disclosed position value
Top 5
Proficio Capital Partners LLC
$12.86M
Pekin Hardy Strauss, Inc.
$9.94M
ROYAL BANK OF CANADA
$5.97M
FLOW TRADERS U.S. LLC
$3.87M
Samalin Investment Counsel, LLC
$2.22M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Proficio Capital Partners LLC |
13F
Company
|
—
class O/S missing
|
$12,859,000
678,688 shares
|
— | 30 Sep 2020 |
| Pekin Hardy Strauss, Inc. |
13F
Company
|
—
class O/S missing
|
$9,936,000
528,535 shares
|
— | 30 Sep 2020 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$5,972,000
317,683 shares
|
— | 30 Sep 2020 |
| FLOW TRADERS U.S. LLC |
13F
Company
|
—
class O/S missing
|
$3,867,000
205,691 shares
|
— | 30 Sep 2020 |
| Samalin Investment Counsel, LLC |
13F
Company
|
—
class O/S missing
|
$2,223,000
118,219 shares
|
— | 30 Sep 2020 |
| COURAGE CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$1,789,000
95,154 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
31
Shares
4,516,077
Rows available
31
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
1
Q4 2020 holders
31
Holder diff
30
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|