What does CUSIP 381119106 represent in this 13F holders report?

CUSIP 381119106 is the security identifier for AUMN - GOLDEN MINERALS CO - COM used to aggregate holder disclosures.

How many institutions held AUMN - GOLDEN MINERALS CO - COM in Q4 2019?

24 institutional investors reported AUMN - GOLDEN MINERALS CO - COM for Q4 2019. Use the holders table for investor-level position and value details.

GOLDEN MINERALS CO - COM (AUMN)

CUSIP: 381119106

Q4 2019 13F Holders as of 31 Dec 2019

Security type / class: Equity / COM
Total 13F shares: 5,537,829
Total 13F value: $1,720,382
Share change: -343,180
SEC-reported price per share: $0.31
Number of holders: 24
Value change: -$105,592
Number of buys: 7
Number of sells: 7

Security key

381119106

Report period

Q4 2019

Institutions

Top holders

AUMN full security history Ownership snapshot Full 13F holder table Golden Minerals Co SEC filings Golden Minerals Co company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of AUMN - GOLDEN MINERALS CO - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

CVI Holdings, LLC

Disclosed value leader

CVI Holdings, LLC

Comparable rows

0/15

Latest evidence

30 Sep 2019

13F Highest disclosed value: $435,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

CVI Holdings, LLC has the largest disclosed position value at $435K.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens CVI Holdings, LLC's linked filing trail.

Disclosed position value Top 5

CVI Holdings, LLC $435K

ETF MANAGERS GROUP, LLC $262K

VANGUARD GROUP INC $239K

BlackRock Finance, Inc. $152K

COMMONWEALTH EQUITY SERVICES, LLC $71K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
CVI Holdings, LLC	13F Company 13F	— denominator unverified	$435,000 1,781,913 shares	—	30 Sep 2019
ETF MANAGERS GROUP, LLC	13F Company 13F	— denominator unverified	$262,000 1,042,088 shares	—	30 Sep 2019
VANGUARD GROUP INC	13F Company 13F	— denominator unverified	$239,000 980,738 shares	—	30 Sep 2019
BlackRock Finance, Inc.	13F Company 13F	— denominator unverified	$152,000 624,371 shares	—	30 Sep 2019
COMMONWEALTH EQUITY SERVICES, LLC	13F Company 13F	— denominator unverified	$71,000 290,889 shares	—	30 Sep 2019
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$57,000 236,143 shares	—	30 Sep 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

5,537,829

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 value	Q4 2019 value	Value change	Value Chg %