- Type / Class
- Equity / LITHIUM BTRY ETF
- Total 13F shares
- 215,142
- Share change
- -47,320
- Total reported value
- $5,253,190
- Price per share
- $24.38
- Number of holders
- 28
- Value change
- -$1,173,460
- Number of buys
- 9
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 37954Y855?
CUSIP 37954Y855 identifies LIT - GLOBAL X FDS - LITHIUM BTRY ETF in SEC institutional holdings data.
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 37954Y855:
Top shareholders of LIT - GLOBAL X FDS - LITHIUM BTRY ETF (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.
Institutional Holders of GLOBAL X FDS - LITHIUM BTRY ETF (LIT) as of Q4 2016
As of 31 Dec 2016,
GLOBAL X FDS - LITHIUM BTRY ETF (LIT) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
215,142 shares.
The largest 10 holders included
UBS Group AG, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Psagot Investment House Ltd., LPL Financial LLC, Karp Capital Management Corp, WELLS FARGO & COMPANY/MN, JUNCTURE WEALTH STRATEGIES, LLC, KCG HOLDINGS, INC., and EDMOND DE ROTHSCHILD HOLDING S.A..
This page lists
28
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
29
Q4 2016 holders
28
Holder diff
-1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.