Q1 2021 13F Holders as of 31 Mar 2021
-
Type / Class
-
Equity / ADAPTIVE US
-
Number of holders
-
5
-
Total 13F shares, excl. options
-
6,247,096
-
Shares change
-
-103,001
-
Total reported value, excl. options
-
$178,655,000
-
Value change
-
-$2,799,729
-
Number of buys
-
2
-
Number of sells
-
-5
-
Price
-
$28.60
Significant Holders of GLOBAL X FDS - ADAPTIVE US (AUSF) as of Q1 2021
7 filings reported holding AUSF - GLOBAL X FDS - ADAPTIVE US as of Q1 2021.
GLOBAL X FDS - ADAPTIVE US (AUSF) has 5 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 6,247,096 shares
.
Largest 7 shareholders include Carroll Financial Associates, Inc. (5,584,567 shares), Cetera Advisor Networks LLC (581,342 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (44,461 shares), GOLDMAN SACHS GROUP INC (20,000 shares), LPL Financial LLC (16,726 shares), ROYAL BANK OF CANADA (0 shares), and CITADEL ADVISORS LLC (0 shares).
This table shows the top 5 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.