Security key
36465E101
GAMCO Natural Resources, Gold & Income Trust - Common Shares, $0.001 par value (GNT)
CUSIP: 36465E101
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,187,955
- Total 13F shares
- 3,163,966
- Share change
- +11,134
- Total reported value
- $21,112,000
- Price per share
- $6.67
- Number of holders
- 26
- Value change
- -$37,250
- Number of buys
- 12
- Number of sells
- 17
Report period
Q4 2016
Institutions
26
Top holders
10
GNT full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
GAMCO Natural Resources, Gold & Income Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 36465E101
Recent filing periods:
Top shareholders of GNT - GAMCO Natural Resources, Gold & Income Trust - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Oxbow Advisors, LLC |
13F
|
Company |
12%
|
1,891,607
|
$14,603,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
2%
|
320,253
|
$2,472,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1%
|
161,100
|
$1,244,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.95%
|
153,810
|
$1,187,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.67%
|
108,435
|
$837,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.61%
|
99,255
|
$766,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.58%
|
93,205
|
$683,000 | — | 30 Sep 2016 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.54%
|
86,850
|
$670,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.21%
|
34,034
|
$263,000 | — | 30 Sep 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.2%
|
32,800
|
$253,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.18%
|
29,129
|
$225,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.18%
|
28,884
|
$223,000 | — | 30 Sep 2016 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.15%
|
23,918
|
$185,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.13%
|
20,726
|
$160,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.12%
|
19,150
|
$148,000 | — | 30 Sep 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.07%
|
11,162
|
$86,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.05%
|
7,710
|
$60,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.04%
|
7,055
|
$54,000 | — | 30 Sep 2016 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.04%
|
5,950
|
$46,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
3,386
|
$26,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
2,834
|
$22,000 | — | 30 Sep 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
2,287
|
$18,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
2,000
|
$15,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
2,000
|
$15,000 | — | 30 Sep 2016 | |
| FineMark National Bank & Trust |
13F
|
Company |
0.01%
|
1,978
|
$15,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
1,711
|
$13,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,700
|
$13,000 | — | 30 Sep 2016 | |
| Sonora Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,666
|
$12,862 | — | 30 Sep 2016 |
Institutional Holders of GAMCO Natural Resources, Gold & Income Trust - Common Shares, $0.001 par value (GNT) as of Q4 2016
As of 31 Dec 2016,
GAMCO Natural Resources, Gold & Income Trust - Common Shares, $0.001 par value (GNT) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,163,966 shares.
The largest 10 holders included
Oxbow Advisors, LLC, MORGAN STANLEY, DOLIVER CAPITAL ADVISORS, INC., BANK OF AMERICA CORP /DE/, Invesco Ltd., ROYAL BANK OF CANADA, LPL Financial LLC, Janney Montgomery Scott LLC, CITIGROUP INC, and RAYMOND JAMES & ASSOCIATES.
This page lists
26
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
27
Q4 2016 holders
26
Holder diff
-1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.