Security key
36242L105
GABELLI GLOBAL UTILITY & INCOME TRUST - COM SH BEN INT (GLU)
CUSIP: 36242L105
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / COM SH BEN INT
- Total 13F shares
- 994,821
- Share change
- +26,172
- Total reported value
- $18,196,000
- Price per share
- $18.30
- Number of holders
- 24
- Value change
- +$473,529
- Number of buys
- 8
- Number of sells
- 13
Report period
Q3 2016
Institutions
24
Top holders
10
GLU full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
GABELLI GLOBAL UTILITY & INCOME TRUST SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 36242L105
Recent filing periods:
Top shareholders of GLU - GABELLI GLOBAL UTILITY & INCOME TRUST - COM SH BEN INT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
239,031
|
$4,444,000 | — | 30 Jun 2016 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
—
class O/S missing
|
229,920
|
$4,274,000 | — | 30 Jun 2016 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
160,691
|
$2,987,000 | — | 30 Jun 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
75,893
|
$1,411,000 | — | 30 Jun 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
70,695
|
$1,314,000 | — | 30 Jun 2016 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
42,040
|
$782,000 | — | 30 Jun 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
39,929
|
$742,000 | — | 30 Jun 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
—
class O/S missing
|
26,178
|
$487,000 | — | 30 Jun 2016 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
19,250
|
$358,000 | — | 30 Jun 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
18,378
|
$342,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
18,307
|
$340,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
17,465
|
$325,000 | — | 30 Jun 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
12,009
|
$224,000 | — | 30 Jun 2016 | |
| INVESTMENT CENTERS OF AMERICA INC |
13F
|
Company |
—
class O/S missing
|
11,253
|
$210,000 | — | 30 Jun 2016 | |
| HM PAYSON & CO |
13F
|
Company |
—
class O/S missing
|
10,000
|
$186,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
6,965
|
$129,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
5,522
|
$103,000 | — | 30 Jun 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,500
|
$28,000 | — | 30 Jun 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
1,463
|
$27,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
685
|
$13,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
500
|
$9,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
431
|
$8,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
250
|
$5,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
223
|
$4,000 | — | 30 Jun 2016 |
Institutional Holders of GABELLI GLOBAL UTILITY & INCOME TRUST - COM SH BEN INT (GLU) as of Q3 2016
As of 30 Sep 2016,
GABELLI GLOBAL UTILITY & INCOME TRUST - COM SH BEN INT (GLU) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
994,821 shares.
The largest 10 holders included
MORGAN STANLEY, GABELLI SECURITIES, INC., CSS LLC/IL, 1607 Capital Partners, LLC, CORNERSTONE ADVISORS INC, Deschutes Portfolio Strategy, LLC, ZAZOVE ASSOCIATES LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, UBS Group AG, and Prospera Financial Services Inc.
This page lists
24
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
24
Q3 2016 holders
24
Holder diff
0
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.