Security key
36242H104
GABELLI DIVIDEND & INCOME TRUST - Common Stock (GDV)
CUSIP: 36242H104
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 88,569,977
- Total 13F shares
- 14,678,292
- Share change
- +267,257
- Total reported value
- $312,624,293
- Price per share
- $21.30
- Number of holders
- 80
- Value change
- +$5,540,454
- Number of buys
- 33
- Number of sells
- 32
Report period
Q3 2014
Institutions
80
Top holders
10
GDV full security history
Newer quarter: Q4 2014
Previous quarter: Q2 2014
GABELLI DIVIDEND & INCOME TRUST SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 36242H104
Recent filing periods:
Top shareholders of GDV - GABELLI DIVIDEND & INCOME TRUST - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.2%
|
4,607,342
|
$100,900,000 | — | 30 Jun 2014 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
1.4%
|
1,195,820
|
$26,188,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
1,179,503
|
$25,831,000 | — | 30 Jun 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.1%
|
973,292
|
$21,315,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1%
|
924,345
|
$20,243,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.62%
|
551,727
|
$12,083,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.6%
|
532,061
|
$11,652,000 | — | 30 Jun 2014 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.6%
|
528,347
|
$11,571,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.52%
|
456,450
|
$9,996,000 | — | 30 Jun 2014 | |
| Private Wealth Partners, LLC |
13F
|
Company |
0.49%
|
430,550
|
$9,429,000 | — | 30 Jun 2014 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.45%
|
400,700
|
$8,781,000 | — | 30 Jun 2014 | |
| Jacobus Wealth Management, Inc. |
13F
|
Company |
0.4%
|
354,721
|
$7,768,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.32%
|
282,426
|
$6,185,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.3%
|
266,666
|
$5,840,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
163,385
|
$3,578,000 | — | 30 Jun 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.17%
|
148,215
|
$3,246,000 | — | 30 Jun 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.16%
|
140,711
|
$3,082,000 | — | 30 Jun 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.16%
|
138,712
|
$3,046,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.12%
|
109,280
|
$2,393,000 | — | 30 Jun 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.09%
|
79,052
|
$1,731,000 | — | 30 Jun 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.09%
|
77,175
|
$1,690,000 | — | 30 Jun 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.08%
|
73,049
|
$1,599,000 | — | 30 Jun 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.08%
|
67,972
|
$1,489,000 | — | 30 Jun 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
63,403
|
$1,389,000 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
51,089
|
$1,119,000 | — | 30 Jun 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
47,445
|
$1,039,000 | — | 30 Jun 2014 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
0.05%
|
44,454
|
$974,000 | — | 30 Jun 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.05%
|
40,895
|
$896,000 | — | 30 Jun 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
40,585
|
$889,000 | — | 30 Jun 2014 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
0.05%
|
39,920
|
$874,000 | — | 30 Jun 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.03%
|
29,103
|
$637,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.03%
|
27,206
|
$595,000 | — | 30 Jun 2014 | |
| Ancora Advisors LLC |
13F
|
Company |
0.03%
|
25,615
|
$561,000 | — | 30 Jun 2014 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.03%
|
24,705
|
$524,000 | — | 30 Jun 2014 | |
| CROFT-LEOMINSTER INC |
13F
|
Company |
0.03%
|
24,400
|
$534,000 | — | 30 Jun 2014 | |
| OTA LLC |
13F
|
Company |
0.03%
|
23,732
|
$519,000 | — | 30 Jun 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
22,164
|
$485,000 | — | 30 Jun 2014 | |
| FineMark National Bank & Trust |
13F
|
Company |
0.02%
|
21,730
|
$476,000 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.02%
|
21,537
|
$472,000 | — | 30 Jun 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
18,986
|
$416,000 | — | 30 Jun 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.02%
|
18,696
|
$409,453 | — | 30 Jun 2014 | |
| CSS LLC/IL |
13F
|
Company |
0.02%
|
17,817
|
$390,000 | — | 30 Jun 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.02%
|
17,083
|
$374,000 | — | 30 Jun 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.02%
|
14,859
|
$325,000 | — | 30 Jun 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.02%
|
14,390
|
$315,000 | — | 30 Jun 2014 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
0.02%
|
13,684
|
$300,000 | — | 30 Jun 2014 | |
| SMITH HAYES Advisers, Inc |
13F
|
Company |
0.01%
|
12,906
|
$283,000 | — | 30 Jun 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
12,500
|
$274,000 | — | 30 Jun 2014 | |
| NWAM LLC |
13F
|
Company |
0.01%
|
10,908
|
$239,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
10,533
|
$230,663 | — | 30 Jun 2014 |
Institutional Holders of GABELLI DIVIDEND & INCOME TRUST - Common Stock (GDV) as of Q3 2014
As of 30 Sep 2014,
GABELLI DIVIDEND & INCOME TRUST - Common Stock (GDV) was held by
80 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,678,292 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, LAZARD ASSET MANAGEMENT LLC, BANK OF AMERICA CORP /DE/, COHEN & STEERS INC, Advisors Asset Management, Inc., ROYAL BANK OF CANADA, GAMCO INVESTORS, INC. ET AL, Invesco Ltd., and Private Wealth Partners, LLC.
This page lists
80
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
87
Q3 2014 holders
80
Holder diff
-7
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.