Security key
36240B109
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV)
CUSIP: 36240B109
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 4,771,047
- Share change
- -86,239
- Total reported value
- $25,773,753
- Price per share
- $5.40
- Number of holders
- 28
- Value change
- -$459,532
- Number of buys
- 9
- Number of sells
- 15
Report period
Q3 2020
Institutions
28
Top holders
10
GCV full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 36240B109
Recent filing periods:
Top shareholders of GCV - GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
—
class O/S missing
|
1,133,198
|
$5,802,000 | — | 30 Jun 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
853,426
|
$4,370,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
743,927
|
$3,808,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
691,339
|
$3,540,000 | — | 30 Jun 2020 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
—
class O/S missing
|
357,988
|
$1,833,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
274,598
|
$1,406,000 | — | 30 Jun 2020 | |
| Windsor Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
175,215
|
$897,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
111,317
|
$570,000 | — | 30 Jun 2020 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
88,500
|
$453,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
78,066
|
$400,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
75,459
|
$386,000 | — | 30 Jun 2020 | |
| Equitable Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
66,500
|
$340,000 | — | 30 Jun 2020 | |
| PFG Advisors |
13F
|
Company |
—
class O/S missing
|
56,431
|
$300,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
44,700
|
$229,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
32,008
|
$164,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
20,719
|
$106,000 | — | 30 Jun 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
14,200
|
$73,000 | — | 30 Jun 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
11,000
|
$56,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
9,000
|
$46,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
6,679
|
$34,000 | — | 30 Jun 2020 | |
| John Birch |
3/4/5
|
Director |
—
class O/S missing
|
8,069
|
$28,009 | — | 17 Apr 2020 | |
| Spectrum Management Group, LLC |
13F
|
Company |
—
class O/S missing
|
3,245
|
$17,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
2,975
|
$15,000 | — | 30 Jun 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,283
|
$11,000 | — | 30 Jun 2020 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
2,013
|
$10,305 | — | 30 Jun 2020 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
1,500
|
$7,000 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
1,000
|
$5,000 | — | 30 Jun 2020 |
Institutional Holders of GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV) as of Q3 2020
As of 30 Sep 2020,
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,771,047 shares.
The largest 10 holders included
GAMCO INVESTORS, INC. ET AL, Advisors Asset Management, Inc., ADVISOR GROUP HOLDINGS, INC., MORGAN STANLEY, GABELLI & Co INVESTMENT ADVISERS, INC., GUGGENHEIM CAPITAL LLC, Windsor Capital Management, LLC, STIFEL FINANCIAL CORP, CSS LLC/IL, and LPL Financial LLC.
This page lists
28
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
26
Q3 2020 holders
28
Holder diff
2
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.