GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV)

CUSIP: 36240B109

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class
Equity / COM
Total 13F shares
4,035,267
Share change
+53,036
Total reported value
$21,467,000
Price per share
$5.32
Number of holders
22
Value change
+$361,423
Number of buys
11
Number of sells
10

Security key

36240B109

Report period

Q3 2019

Institutions

22

Top holders

10

Top shareholders of GCV - GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
GAMCO INVESTORS, INC. ET AL
13F
Company
class O/S missing
1,160,732
$5,955,000 30 Jun 2019
13F
MORGAN STANLEY
13F
Company
class O/S missing
662,835
$3,400,000 30 Jun 2019
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
398,547
$2,045,000 30 Jun 2019
13F
GABELLI & Co INVESTMENT ADVISERS, INC.
13F
Company
class O/S missing
357,988
$1,836,000 30 Jun 2019
13F
SIT INVESTMENT ASSOCIATES INC
13F
Company
class O/S missing
312,250
$1,602,000 30 Jun 2019
13F
Windsor Capital Management, LLC
13F
Company
class O/S missing
212,540
$1,090,000 30 Jun 2019
13F
Shaker Financial Services, LLC
13F
Company
class O/S missing
198,404
$1,018,000 30 Jun 2019
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
136,795
$702,000 30 Jun 2019
13F
LPL Financial LLC
13F
Company
class O/S missing
99,996
$513,000 30 Jun 2019
13F
CSS LLC/IL
13F
Company
class O/S missing
93,700
$481,000 30 Jun 2019
13F
Advisor Group, Inc.
13F
Company
class O/S missing
90,572
$464,000 30 Jun 2019
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
class O/S missing
62,375
$319,000 30 Jun 2019
13F
PFG Advisors
13F
Company
class O/S missing
40,747
$216,000 30 Jun 2019
13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
13F
Company
class O/S missing
40,700
$209,000 30 Jun 2019
13F
Yakira Capital Management, Inc.
13F
Company
class O/S missing
35,502
$182,000 30 Jun 2019
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
25,961
$133,000 30 Jun 2019
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
18,336
$94,000 30 Jun 2019
13F
Advisory Services Network, LLC
13F
Company
class O/S missing
14,200
$73,000 30 Jun 2019
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
14,174
$73,000 30 Jun 2019
13F
FLAGSHIP HARBOR ADVISORS, LLC
13F
Company
class O/S missing
1,500
$7,000 30 Jun 2019
13F
M&R CAPITAL MANAGEMENT INC
13F
Company
class O/S missing
1,132
$5,000 30 Jun 2019
13F

Institutional Holders of GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV) as of Q3 2019

As of 30 Sep 2019, GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV) was held by 22 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,035,267 shares. The largest 10 holders included GAMCO INVESTORS, INC. ET AL, MORGAN STANLEY, Advisors Asset Management, Inc., GABELLI & Co INVESTMENT ADVISERS, INC., Windsor Capital Management, LLC, Advisor Group, Inc., BANK OF AMERICA CORP /DE/, LPL Financial LLC, CSS LLC/IL, and Shaker Financial Services, LLC. This page lists 22 institutional shareholders reporting positions in this security for the Q3 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
22
Q3 2019 holders
22
Holder diff
0
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 Value $ Q3 2019 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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