GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV)
CUSIP: 36240B109
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 2,246,356
- Share change
- -34,495
- Total reported value
- $11,029,000
- Price per share
- $4.91
- Number of holders
- 19
- Value change
- -$134,073
- Number of buys
- 7
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 36240B109?
CUSIP 36240B109 identifies GCV - GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 36240B109:
Top shareholders of GCV - GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
—
class O/S missing
|
903,329
|
$4,246,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
564,813
|
$2,654,000 | — | 31 Dec 2016 | |
| Windsor Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
294,726
|
$1,385,000 | — | 31 Dec 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
132,967
|
$625,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
44,443
|
$208,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
42,652
|
$200,000 | — | 31 Dec 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
39,758
|
$186,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
22,644
|
$106,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
16,732
|
$79,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
14,902
|
$70,000 | — | 31 Dec 2016 | |
| Advisory Alpha, LLC |
13F
|
Company |
—
class O/S missing
|
13,368
|
$66,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
13,478
|
$63,000 | — | 31 Dec 2016 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
12,619
|
$59,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
11,494
|
$54,000 | — | 31 Dec 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
6,041
|
$28,000 | — | 31 Dec 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
4,500
|
$21,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
4,356
|
$20,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
1,790
|
$8,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
1,000
|
$5,000 | — | 31 Dec 2016 | |
| M&R CAPITAL MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
908
|
$4,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
802
|
$4,000 | — | 31 Dec 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
181
|
$1,000 | — | 31 Dec 2016 | |
| Gradient Investments LLC |
13F
|
Company |
—
class O/S missing
|
121
|
$1,000 | — | 31 Dec 2016 |
Institutional Holders of GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV) as of Q1 2017
As of 31 Mar 2017,
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV) was held by
19 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,246,356 shares.
The largest 10 holders included
GAMCO INVESTORS, INC. ET AL, MORGAN STANLEY, Windsor Capital Management, LLC, Vivaldi Capital Management, LLC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, CITIGROUP INC, Advisor Group, Inc., Clough Capital Partners L P, and RIVERNORTH CAPITAL MANAGEMENT, LLC.
This page lists
19
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
23
Q1 2017 holders
19
Holder diff
-4
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.