GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV)
CUSIP: 36240B109
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 1,940,051
- Share change
- -37,079
- Total reported value
- $9,680,000
- Price per share
- $4.99
- Number of holders
- 16
- Value change
- -$112,888
- Number of buys
- 4
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 36240B109?
CUSIP 36240B109 identifies GCV - GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 36240B109:
Top shareholders of GCV - GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
—
class O/S missing
|
945,434
|
$4,396,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
377,393
|
$1,755,000 | — | 30 Jun 2016 | |
| Windsor Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
316,142
|
$1,470,000 | — | 30 Jun 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
164,187
|
$763,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
39,180
|
$182,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
32,961
|
$152,000 | — | 30 Jun 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
20,625
|
$96,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
13,293
|
$62,000 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
12,439
|
$58,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
12,178
|
$57,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
10,649
|
$50,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
10,127
|
$47,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
7,300
|
$33,000 | — | 30 Jun 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
4,500
|
$21,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
3,055
|
$14,000 | — | 30 Jun 2016 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,854
|
$13,000 | — | 30 Jun 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
1,790
|
$8,000 | — | 30 Jun 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,100
|
$5,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
1,000
|
$5,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
802
|
$4,000 | — | 30 Jun 2016 | |
| Gradient Investments LLC |
13F
|
Company |
—
class O/S missing
|
121
|
$1,000 | — | 30 Jun 2016 |
Institutional Holders of GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV) as of Q3 2016
As of 30 Sep 2016,
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,940,051 shares.
The largest 10 holders included
GAMCO INVESTORS, INC. ET AL, MORGAN STANLEY, Windsor Capital Management, LLC, Advisor Group, Inc., BANK OF AMERICA CORP /DE/, LPL Financial LLC, US BANCORP \DE\, UBS Group AG, IFP Advisors, Inc, and Mosaic Family Wealth, LLC.
This page lists
16
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
21
Q3 2016 holders
16
Holder diff
-5
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.