GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV)
CUSIP: 36240B109
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 2,393,919
- Share change
- -75,350
- Total reported value
- $14,359,830
- Price per share
- $6.00
- Number of holders
- 16
- Value change
- -$476,014
- Number of buys
- 9
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 36240B109?
CUSIP 36240B109 identifies GCV - GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 36240B109:
Top shareholders of GCV - GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
—
class O/S missing
|
1,171,195
|
$7,367,000 | — | 30 Jun 2014 | |
| Windsor Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
457,817
|
$2,880,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
412,225
|
$2,593,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
126,981
|
$799,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
67,888
|
$427,000 | — | 30 Jun 2014 | |
| Del Mar Asset Management, LP |
13F
|
Company |
—
class O/S missing
|
54,700
|
$344,000 | — | 30 Jun 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
45,462
|
$286,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
36,911
|
$232,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
22,746
|
$143,000 | — | 30 Jun 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
20,186
|
$127,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
12,700
|
$79,000 | — | 30 Jun 2014 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
12,441
|
$78,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
10,955
|
$68,907 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
5,100
|
$32,000 | — | 30 Jun 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
4,373
|
$27,506 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
4,244
|
$27,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
2,056
|
$13,000 | — | 30 Jun 2014 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
1,000
|
$6,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
289
|
$2,000 | — | 30 Jun 2014 |
Institutional Holders of GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV) as of Q3 2014
As of 30 Sep 2014,
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC - COM (GCV) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,393,919 shares.
The largest 10 holders included
GAMCO INVESTORS, INC. ET AL, Windsor Capital Management, LLC, MORGAN STANLEY, Advisors Asset Management, Inc., LPL Financial LLC, US BANCORP \DE\, UBS AG, BANK OF AMERICA CORP /DE/, DEUTSCHE BANK AG\, and WEDBUSH MORGAN SECURITIES INC.
This page lists
16
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
19
Q3 2014 holders
16
Holder diff
-3
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.