Security key
361570104
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 10,964,620
- Total 13F shares
- 6,185,672
- Share change
- -72,423
- Total reported value
- $55,237,000
- Price per share
- $8.93
- Number of holders
- 31
- Value change
- -$625,807
- Number of buys
- 17
- Number of sells
- 13
Report period
Q1 2021
Institutions
31
Top holders
10
Broader feeds
Reporting periods
Holder history for CUSIP 361570104
Recent filing periods:
Top shareholders of GDL - GDL FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
16%
|
1,766,004
|
$15,400,000 | — | 31 Dec 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
9.7%
|
1,059,074
|
$9,235,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
5.8%
|
631,446
|
$5,506,000 | — | 31 Dec 2020 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
3.4%
|
368,663
|
$3,215,000 | — | 31 Dec 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
2.4%
|
264,449
|
$2,306,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.2%
|
245,632
|
$2,142,000 | — | 31 Dec 2020 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
2.1%
|
232,302
|
$2,026,000 | — | 31 Dec 2020 | |
| Matisse Capital |
13F
|
Company |
2%
|
222,913
|
$1,943,000 | — | 31 Dec 2020 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
1.9%
|
203,318
|
$1,773,000 | — | 31 Dec 2020 | |
| Ancora Advisors LLC |
13F
|
Company |
1.8%
|
192,776
|
$1,681,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
169,721
|
$1,480,000 | — | 31 Dec 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.3%
|
146,878
|
$1,281,000 | — | 31 Dec 2020 | |
| CSS LLC/IL |
13F
|
Company |
0.91%
|
99,397
|
$867,000 | — | 31 Dec 2020 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
0.85%
|
92,746
|
$809,000 | — | 31 Dec 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.8%
|
87,389
|
$762,000 | — | 31 Dec 2020 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.78%
|
85,020
|
$741,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.68%
|
74,583
|
$650,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.61%
|
66,376
|
$579,000 | — | 31 Dec 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.4%
|
44,021
|
$384,000 | — | 31 Dec 2020 | |
| Marquette Asset Management, LLC |
13F
|
Company |
0.33%
|
36,000
|
$314,000 | — | 31 Dec 2020 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.32%
|
35,480
|
$309,000 | — | 31 Dec 2020 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.22%
|
24,262
|
$212,000 | — | 31 Dec 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.18%
|
19,346
|
$169,000 | — | 31 Dec 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.16%
|
17,677
|
$154,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.15%
|
16,134
|
$141,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.14%
|
15,103
|
$132,000 | — | 31 Dec 2020 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.12%
|
13,393
|
$117,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.1%
|
10,423
|
$91,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
8,909
|
$78,000 | — | 31 Dec 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.04%
|
4,660
|
$41,000 | — | 31 Dec 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.03%
|
3,000
|
$26,000 | — | 31 Dec 2020 | |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC |
13F
|
Company |
0.01%
|
1,000
|
$9,000 | — | 31 Dec 2020 |
Institutional Holders of GDL FUND - Common Shares (GDL) as of Q1 2021
As of 31 Mar 2021,
GDL FUND - Common Shares (GDL) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,185,672 shares.
The largest 10 holders included
GABELLI & Co INVESTMENT ADVISERS, INC., Relative Value Partners Group, LLC, RAYMOND JAMES & ASSOCIATES, GAMCO INVESTORS, INC. ET AL, Cornerstone Advisors, LLC, BANK OF AMERICA CORP /DE/, MARINER INVESTMENT GROUP LLC, Matisse Capital, ZAZOVE ASSOCIATES LLC, and Ancora Advisors, LLC.
This page lists
31
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
32
Q1 2021 holders
31
Holder diff
-1
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.