- Type / Class
- Equity / Common Shares
- Shares outstanding
- 10,964,620
- Total 13F shares
- 7,607,069
- Share change
- +108,139
- Total reported value
- $72,722,000
- Price per share
- $9.56
- Number of holders
- 33
- Value change
- +$1,060,708
- Number of buys
- 17
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 361570104?
CUSIP 361570104 identifies GDL - GDL FUND - Common Shares in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 361570104:
Top shareholders of GDL - GDL FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
15%
|
1,669,541
|
$15,310,000 | — | 31 Dec 2018 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
10%
|
1,109,573
|
$10,175,000 | — | 31 Dec 2018 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
10%
|
1,096,533
|
$10,055,000 | — | 31 Dec 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
8.2%
|
895,005
|
$8,207,000 | — | 31 Dec 2018 | |
| Matisse Capital |
13F
|
Company |
4.2%
|
461,464
|
$4,232,000 | — | 31 Dec 2018 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
3.9%
|
428,172
|
$3,926,000 | — | 31 Dec 2018 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
3.3%
|
360,806
|
$3,309,000 | — | 31 Dec 2018 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
2.9%
|
314,726
|
$2,886,000 | — | 31 Dec 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.5%
|
275,923
|
$2,530,000 | — | 31 Dec 2018 | |
| MORGAN STANLEY |
13F
|
Company |
2.4%
|
260,359
|
$2,387,000 | — | 31 Dec 2018 | |
| Ancora Advisors LLC |
13F
|
Company |
2%
|
221,611
|
$2,032,000 | — | 31 Dec 2018 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
1.4%
|
153,142
|
$1,404,000 | — | 31 Dec 2018 | |
| CSS LLC/IL |
13F
|
Company |
0.88%
|
96,975
|
$889,000 | — | 31 Dec 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.8%
|
87,578
|
$803,000 | — | 31 Dec 2018 | |
| Glacier Peak Capital LLC |
13F
|
Company |
0.63%
|
68,845
|
$631,000 | — | 31 Dec 2018 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.54%
|
59,485
|
$545,000 | — | 31 Dec 2018 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.45%
|
49,143
|
$451,000 | — | 31 Dec 2018 | |
| Marquette Asset Management, LLC |
13F
|
Company |
0.33%
|
36,568
|
$335,000 | — | 31 Dec 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.29%
|
31,718
|
$290,000 | — | 31 Dec 2018 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.24%
|
26,084
|
$239,000 | — | 31 Dec 2018 | |
| 6 Meridian |
13F
|
Company |
0.2%
|
21,595
|
$198,000 | — | 31 Dec 2018 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.19%
|
20,625
|
$189,000 | — | 31 Dec 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.15%
|
16,689
|
$153,000 | — | 31 Dec 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.15%
|
16,104
|
$148,000 | — | 31 Dec 2018 | |
| CWM, LLC |
13F
|
Company |
0.12%
|
13,259
|
$122,000 | — | 31 Dec 2018 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
10,303
|
$93,000 | — | 31 Dec 2018 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
5,817
|
$53,000 | — | 31 Dec 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.04%
|
4,750
|
$44,000 | — | 31 Dec 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.04%
|
4,219
|
$39,000 | — | 31 Dec 2018 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,871
|
$35,000 | — | 31 Dec 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,349
|
$22,000 | — | 31 Dec 2018 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.01%
|
1,550
|
$14,000 | — | 31 Dec 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.01%
|
1,250
|
$11,000 | — | 31 Dec 2018 | |
| FIRST HAWAIIAN BANK |
13F
|
Company |
0.01%
|
700
|
$6,000 | — | 31 Dec 2018 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.01%
|
698
|
$6,000 | — | 31 Dec 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
190
|
$2,000 | — | 31 Dec 2018 |
Institutional Holders of GDL FUND - Common Shares (GDL) as of Q1 2019
As of 31 Mar 2019,
GDL FUND - Common Shares (GDL) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,607,069 shares.
The largest 10 holders included
GABELLI & Co INVESTMENT ADVISERS, INC., Relative Value Partners Group, LLC, LAZARD ASSET MANAGEMENT LLC, RAYMOND JAMES & ASSOCIATES, Matisse Capital, CORNERSTONE ADVISORS INC, GAMCO INVESTORS, INC. ET AL, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, and Ancora Advisors, LLC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q1 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
35
Q1 2019 holders
33
Holder diff
-2
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 Value $ | Q1 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.