Security key
361570104
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 9,150,200
- Total 13F value
- $90,861,000
- Share change
- -31,129
- SEC-reported price per share
- $9.93
- Number of holders
- 46
- Value change
- -$312,480
- Number of buys
- 23
- Number of sells
- 18
- Shares outstanding
- 10,964,620
Holder snapshot
6 facts
Security identity
1 fact
Report period
Q2 2016
Institutions
46
Top holders
10
GDL full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2016
Previous quarter: Q1 2016
GDL FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 361570104
Recent filing periods:
Ownership snapshot
Top reported holders of GDL - GDL FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
LAZARD ASSET MANAGEMENT LLC
Disclosed value leader
LAZARD ASSET MANAGEMENT LLC
Comparable rows
15/15
Latest evidence
31 Mar 2016
13F
Lead comparable stake: 19%
Showing 1-6 of 15 holder rows.
Quick read
LAZARD ASSET MANAGEMENT LLC leads the comparable SEC ownership view at 19%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
LAZARD ASSET MANAGEMENT LLC
19%
GABELLI & Co INVESTMENT ADVISERS,...
12%
Glacier Peak Capital LLC
7.4%
Advisors Asset Management, Inc.
7.3%
PUNCH & ASSOCIATES INVESTMENT MAN...
6.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
19%
|
$20,775,000
2,079,667 shares
|
— | 31 Mar 2016 |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
Company
|
12%
|
$13,707,000
1,366,580 shares
|
— | 31 Mar 2016 |
| Glacier Peak Capital LLC |
13F
Company
|
7.4%
|
$8,146,000
812,148 shares
|
— | 31 Mar 2016 |
| Advisors Asset Management, Inc. |
13F
Company
|
7.3%
|
$7,969,000
797,736 shares
|
— | 31 Mar 2016 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
6.1%
|
$6,755,000
673,490 shares
|
— | 31 Mar 2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
3.5%
|
$3,876,000
386,464 shares
|
— | 31 Mar 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
46
Shares
9,150,200
Rows available
46
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
45
Q2 2016 holders
46
Holder diff
1
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 value | Q2 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend