FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF)
CUSIP: 35472T101
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 40,524,095
- Total 13F shares
- 4,398,301
- Share change
- -1,551,813
- Total reported value
- $39,983,927
- Price per share
- $9.09
- Number of holders
- 56
- Value change
- -$14,131,919
- Number of buys
- 32
- Number of sells
- 21
Quarterly Holders Quick Answers
What is CUSIP 35472T101?
CUSIP 35472T101 identifies FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 35472T101:
Top shareholders of FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
6.5%
|
2,628,932
|
$24,212,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.7%
|
694,388
|
$6,395,000 | — | 30 Jun 2021 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
1.1%
|
449,154
|
$4,137,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.82%
|
334,025
|
$3,076,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
142,065
|
$1,308,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.32%
|
131,054
|
$1,207,000 | — | 30 Jun 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.31%
|
125,974
|
$1,160,000 | — | 30 Jun 2021 | |
| Orion Portfolio Solutions, LLC |
13F
|
Company |
0.27%
|
111,224
|
$1,024,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.23%
|
94,349
|
$869,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.23%
|
91,354
|
$842,000 | — | 30 Jun 2021 | |
| StoneX Group Inc. |
13F
|
Company |
0.2%
|
82,675
|
$768,000 | — | 30 Jun 2021 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.17%
|
69,537
|
$640,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.17%
|
69,280
|
$638,000 | — | 30 Jun 2021 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.16%
|
62,947
|
$580,000 | — | 30 Jun 2021 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.15%
|
60,228
|
$559,000 | — | 30 Jun 2021 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.15%
|
59,908
|
$552,000 | — | 30 Jun 2021 | |
| Capital Wealth Alliance, LLC |
13F
|
Company |
0.14%
|
57,264
|
$523,000 | — | 30 Jun 2021 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.11%
|
44,464
|
$410,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
39,935
|
$368,000 | — | 30 Jun 2021 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.09%
|
37,340
|
$344,000 | — | 30 Jun 2021 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.09%
|
36,342
|
$334,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.08%
|
32,047
|
$295,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
31,211
|
$287,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.08%
|
30,673
|
$282,000 | — | 30 Jun 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.07%
|
30,312
|
$279,000 | — | 30 Jun 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
0.07%
|
28,503
|
$263,000 | — | 30 Jun 2021 | |
| AE Wealth Management LLC |
13F
|
Company |
0.07%
|
27,925
|
$257,000 | — | 30 Jun 2021 | |
| Teamwork Financial Advisors, LLC |
13F
|
Company |
0.07%
|
27,425
|
$253,000 | — | 30 Jun 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.06%
|
23,340
|
$215,000 | — | 30 Jun 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.06%
|
23,155
|
$213,000 | — | 30 Jun 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
22,979
|
$212,000 | — | 30 Jun 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
21,715
|
$200,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.05%
|
20,705
|
$190,000 | — | 30 Jun 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.05%
|
18,659
|
$172,000 | — | 30 Jun 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.04%
|
15,681
|
$144,000 | — | 30 Jun 2021 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.04%
|
14,757
|
$136,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
13,220
|
$122,000 | — | 30 Jun 2021 | |
| CREATIVE FINANCIAL DESIGNS INC /ADV |
13F
|
Company |
0.03%
|
13,009
|
$120,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
10,806
|
$100,000 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.03%
|
10,400
|
$96,000 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.03%
|
10,136
|
$93,000 | — | 30 Jun 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
8,801
|
$81,000 | — | 30 Jun 2021 | |
| Allworth Financial LP |
13F
|
Company |
0.02%
|
6,725
|
$62,000 | — | 30 Jun 2021 | |
| Sound Income Strategies, LLC |
13F
|
Company |
0.02%
|
6,126
|
$56,000 | — | 30 Jun 2021 | |
| Caldwell Trust Co |
13F
|
Company |
0.01%
|
2,800
|
$25,788 | — | 30 Jun 2021 | |
| FourThought Financial, LLC |
13F
|
Company |
0.01%
|
2,463
|
$22,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
2,366
|
$22,000 | — | 30 Jun 2021 | |
| Spire Wealth Management |
13F
|
Company |
0%
|
1,966
|
$18,000 | — | 30 Jun 2021 | |
| ASSETMARK, INC |
13F
|
Company |
0%
|
1,036
|
$10,000 | — | 30 Jun 2021 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0%
|
786
|
$7,000 | — | 30 Jun 2021 |
Institutional Holders of FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) as of Q3 2021
As of 30 Sep 2021,
FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) was held by
56 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,398,301 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, ADVISOR GROUP HOLDINGS, INC., Brinker Capital Investments, LLC, Invesco Ltd., Koshinski Asset Management, Inc., MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV, RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., UBS Group AG, and Orion Portfolio Solutions, LLC.
This page lists
56
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
55
Q3 2021 holders
56
Holder diff
1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.