- Type / Class
- Equity / COM NEW
- Total 13F shares
- 2,957,234
- Share change
- +2,957,234
- Total reported value
- $13,100,692
- Put/Call ratio
- 42%
- Price per share
- $4.43
- Number of holders
- 27
- Value change
- +$13,100,692
- Number of buys
- 27
Quarterly Holders Quick Answers
What is CUSIP 343389409?
CUSIP 343389409 identifies FTK - FLOTEK INDUSTRIES INC/CN/ - COM NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
- Newer quarter: Q4 2023
Recent filing periods for CUSIP 343389409:
Top shareholders of FTK - FLOTEK INDUSTRIES INC/CN/ - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Nierenberg Investment Management Company, LLC |
13F
|
Company |
19%
|
7,039,773
|
$5,167,193 | — | 30 Jun 2023 | |
| John W. Gibson Jr. |
3/4/5
|
CEO and President, Director |
—
class O/S missing
|
871,021
|
$2,900,500 | — | 30 Dec 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
7.7%
|
2,933,566
|
$2,153,237 | — | 30 Jun 2023 | |
| MASTERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
5.3%
|
2,000,000
|
$1,468,000 | — | 30 Jun 2023 | |
| James A. Silas |
3/4/5
|
SVP Research and Innovation |
—
class O/S missing
|
412,076
|
$1,372,213 | — | 19 Apr 2022 | |
| Michael E. Borton |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
403,979
|
$1,345,250 | — | 19 Apr 2022 | |
| TengBeng Koid |
3/4/5
|
President Global Business |
—
class O/S missing
|
390,971
|
$1,301,933 | — | 08 Sep 2021 | |
| Nicholas J. Bigney |
3/4/5
|
SVP General Counsel |
—
class O/S missing
|
283,755
|
$944,904 | — | 03 Feb 2023 | |
| Ted D. Brown |
3/4/5
|
Director |
—
class O/S missing
|
276,790
|
$921,711 | — | 03 Jun 2021 | |
| HOBBY PAUL W |
3/4/5
|
Director |
—
mixed-class rows
|
262,747
mixed-class rows
|
$874,948 | — | 03 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
2.9%
|
1,107,548
|
$812,940 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.3%
|
871,352
|
$639,573 | — | 30 Jun 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
2.1%
|
786,162
|
$577,043 | — | 30 Jun 2023 | |
| DISCIPLINED GROWTH INVESTORS INC /MN |
13F
|
Company |
2%
|
753,101
|
$552,776 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
613,610
|
$450,389 | — | 30 Jun 2023 | |
| Seham Saleh Carson |
3/4/5
|
Interim CFO |
—
class O/S missing
|
117,327
|
$390,699 | — | 19 May 2022 | |
| Delta Investment Management, LLC |
13F
|
Company |
0.86%
|
326,468
|
$239,628 | — | 30 Jun 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.66%
|
249,700
|
$183,280 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.61%
|
230,475
|
$169,169 | — | 30 Jun 2023 | |
| TIEDEMANN ADVISORS, LLC |
13F
|
Company |
0.41%
|
155,000
|
$113,770 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.33%
|
127,133
|
$93,316 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.3%
|
115,990
|
$85,137 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.27%
|
101,921
|
$74,810 | — | 30 Jun 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.2%
|
77,881
|
$57,165 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.2%
|
76,369
|
$56,055 | — | 30 Jun 2023 | |
| SFMG, LLC |
13F
|
Company |
0.14%
|
55,000
|
$40,370 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.13%
|
49,649
|
$36,443 | — | 30 Jun 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.13%
|
49,095
|
$36,036 | — | 30 Jun 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.09%
|
33,484
|
$24,577 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.08%
|
31,961
|
$23,459 | — | 30 Jun 2023 | |
| Virtu Financial LLC |
13F
|
Company |
0.07%
|
26,016
|
$19,000 | — | 30 Jun 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.06%
|
22,801
|
$17,000 | — | 30 Jun 2023 | |
| Corient Private Wealth LLC |
13F
|
Company |
0.05%
|
18,980
|
$13,931 | — | 30 Jun 2023 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.04%
|
15,218
|
$11,170 | — | 30 Jun 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.04%
|
15,063
|
$11,056 | — | 30 Jun 2023 | |
| MARATHON CAPITAL MANAGEMENT |
13F
|
Company |
0.04%
|
15,000
|
$11,010 | — | 30 Jun 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.04%
|
14,720
|
$10,804 | — | 30 Jun 2023 | |
| Modera Wealth Management, LLC |
13F
|
Company |
0.04%
|
14,000
|
$10,276 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
12,590
|
$9,241 | — | 30 Jun 2023 | |
| Mountain Capital Investment Advisors Inc. |
13F
|
Company |
0.03%
|
10,429
|
$8,917 | — | 30 Jun 2023 | |
| Mariner, LLC |
13F
|
Company |
0.03%
|
10,000
|
$7,340 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
5,300
|
$4,052 | — | 30 Jun 2023 | |
| HHM Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
5,000
|
$3,670 | — | 30 Jun 2023 | |
| Ancora Advisors LLC |
13F
|
Company |
0.01%
|
4,000
|
$2,936 | — | 30 Jun 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.01%
|
2,200
|
$1,614 | — | 30 Jun 2023 | |
| Stone House Investment Management, LLC |
13F
|
Company |
0.01%
|
2,000
|
$1,468 | — | 30 Jun 2023 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
827
|
$607 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
141
|
$103 | — | 30 Jun 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
14
|
$10 | — | 30 Jun 2023 |
Institutional Holders of FLOTEK INDUSTRIES INC/CN/ - COM NEW (FTK) as of Q3 2023
As of 30 Sep 2023,
FLOTEK INDUSTRIES INC/CN/ - COM NEW (FTK) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,957,234 shares.
The largest 10 holders included
Nierenberg Investment Management Company, Inc., VANGUARD GROUP INC, MASTERS CAPITAL MANAGEMENT LLC, TRUIST FINANCIAL CORP, BlackRock Inc., DISCIPLINED GROWTH INVESTORS INC /MN, GEODE CAPITAL MANAGEMENT, LLC, DIMENSIONAL FUND ADVISORS LP, Delta Investment Management, LLC, and BRIDGEWAY CAPITAL MANAGEMENT, LLC.
This page lists
27
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q4 2025 Across Filers
Q4 2025 holders
100
Q3 2023 holders
27
Holder diff
-73
| Investor | Q4 2025 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.