Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Preferred Stock
- Shares outstanding
- 20,411,114
- Total 13F shares
- 2,003,516
- Share change
- -134,758
- Total reported value
- $49,169,616
- Price per share
- $24.53
- Number of holders
- 41
- Value change
- -$3,267,667
- Number of buys
- 17
- Number of sells
- 25
Quarterly Holders Quick Answers
What is CUSIP 33848W106?
CUSIP 33848W106 identifies DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848W106:
Top shareholders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Oxbow Advisors, LLC |
13F
|
Company |
1.5%
|
309,455
|
$7,356,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
1.5%
|
298,193
|
$7,088,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.5%
|
296,422
|
$7,046,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.65%
|
131,752
|
$3,132,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.64%
|
130,927
|
$3,112,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.55%
|
111,703
|
$2,675,000 | — | 31 Dec 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.46%
|
93,211
|
$2,217,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.45%
|
91,740
|
$2,181,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.4%
|
81,069
|
$1,927,000 | — | 31 Dec 2016 | |
| Mathes Company, Inc. |
13F
|
Company |
0.35%
|
71,025
|
$1,688,000 | — | 31 Dec 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.34%
|
69,927
|
$1,662,000 | — | 31 Dec 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.34%
|
69,734
|
$1,658,000 | — | 31 Dec 2016 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
—
class O/S missing
|
77,797
|
$1,634,000 | — | 31 Dec 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.2%
|
40,540
|
$964,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.19%
|
38,395
|
$913,000 | — | 31 Dec 2016 | |
| Covington Capital Management |
13F
|
Company |
0.15%
|
29,800
|
$708,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.12%
|
24,412
|
$580,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
24,048
|
$572,000 | — | 31 Dec 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.12%
|
23,911
|
$568,000 | — | 31 Dec 2016 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.11%
|
21,541
|
$512,000 | — | 31 Dec 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.1%
|
20,600
|
$492,000 | — | 31 Dec 2016 | |
| Bison Wealth, LLC |
13F
|
Company |
0.1%
|
19,955
|
$474,000 | — | 31 Dec 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.09%
|
18,418
|
$437,000 | — | 31 Dec 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.07%
|
14,530
|
$351,000 | — | 31 Dec 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.07%
|
14,215
|
$338,000 | — | 31 Dec 2016 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
0.07%
|
13,488
|
$321,000 | — | 31 Dec 2016 | |
| Weiss Asset Management LP |
13F
|
Company |
0.06%
|
11,820
|
$281,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
11,445
|
$272,000 | — | 31 Dec 2016 | |
| Meridian Wealth Management, LLC |
13F
|
Company |
0.05%
|
11,096
|
$264,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
11,021
|
$259,000 | — | 31 Dec 2016 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.05%
|
9,200
|
$219,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
3,898
|
$93,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
3,540
|
$84,000 | — | 31 Dec 2016 | |
| WFG Advisors, LP |
13F
|
Company |
0.01%
|
3,050
|
$72,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,044
|
$49,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,325
|
$31,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,200
|
$29,000 | — | 31 Dec 2016 | |
| Gradient Investments LLC |
13F
|
Company |
0.01%
|
1,118
|
$27,000 | — | 31 Dec 2016 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0%
|
1,000
|
$24,000 | — | 31 Dec 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
900
|
$21,000 | — | 31 Dec 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
350
|
$8,000 | — | 31 Dec 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
310
|
$7,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
100
|
$2,000 | — | 31 Dec 2016 |
Institutional Holders of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) as of Q1 2017
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.