Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q3 2023 13F Holders as of 30 Sep 2023
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 1,468,435
- Total 13F value
- $10,923,367
- Share change
- +231,467
- SEC-reported price per share
- $7.44
- Number of holders
- 41
- Value change
- +$1,698,507
- Number of buys
- 21
- Number of sells
- 12
- Shares outstanding
- 13,024,961
Holder snapshot
6 signals
Security identity
1 source field
Report period
Q3 2023
Institutions
41
Top holders
10
PFO full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2023
Previous quarter: Q2 2023
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Ownership snapshot
Top reported holders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
D.A. DAVIDSON & CO.
Disclosed value leader
D.A. DAVIDSON & CO.
Comparable rows
15/15
Latest evidence
30 Jun 2023
13F
Lead comparable stake: 1.5%
Showing 1-6 of 15 holder rows.
Quick read
D.A. DAVIDSON & CO. leads the comparable SEC ownership view at 1.5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
D.A. DAVIDSON & CO.
1.5%
Private Advisor Group, LLC
1.5%
MORGAN STANLEY
0.74%
Summit X, LLC
0.71%
Cambridge Investment Research Adv...
0.64%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. |
13F
Company
|
1.5%
|
$1,581,824
197,481 shares
|
— | 30 Jun 2023 |
| Private Advisor Group, LLC |
13F
Company
|
1.5%
|
$1,579,646
197,209 shares
|
— | 30 Jun 2023 |
| MORGAN STANLEY |
13F
Company
|
0.74%
|
$770,666
96,213 shares
|
— | 30 Jun 2023 |
| Summit X, LLC |
13F
Company
|
0.71%
|
$740,157
92,399 shares
|
— | 30 Jun 2023 |
| Cambridge Investment Research Advisors, Inc. |
13F
Company
|
0.64%
|
$669,000
83,471 shares
|
— | 30 Jun 2023 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0.43%
|
$448,021
55,932 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
41
Shares
1,468,435
Rows available
41
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
37
Q3 2023 holders
41
Holder diff
4
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend