Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 1,146,833
- Share change
- +186,748
- Total reported value
- $9,843,925
- Price per share
- $8.57
- Number of holders
- 42
- Value change
- +$1,594,882
- Number of buys
- 19
- Number of sells
- 16
Report period
Q3 2022
Institutions
42
Top holders
10
PFO full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
0.97%
|
125,955
|
$1,199,000 | — | 30 Jun 2022 | |
| Summit X, LLC |
13F
|
Company |
0.56%
|
73,377
|
$700,000 | — | 30 Jun 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.56%
|
73,093
|
$696,000 | — | 30 Jun 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.42%
|
54,583
|
$520,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.4%
|
51,842
|
$495,000 | — | 30 Jun 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.4%
|
51,801
|
$493,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.38%
|
49,886
|
$475,000 | — | 30 Jun 2022 | |
| SPC Financial, Inc. |
13F
|
Company |
0.29%
|
37,300
|
$355,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.26%
|
33,881
|
$323,000 | — | 30 Jun 2022 | |
| Cetera Investment Advisers |
13F
|
Company |
0.25%
|
32,336
|
$308,000 | — | 30 Jun 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.25%
|
32,162
|
$306,000 | — | 30 Jun 2022 | |
| Covington Capital Management |
13F
|
Company |
0.24%
|
31,709
|
$302,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.24%
|
31,024
|
$295,000 | — | 30 Jun 2022 | |
| Vanguard Capital Wealth Advisors |
13F
|
Company |
0.23%
|
30,000
|
$285,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.23%
|
29,580
|
$282,000 | — | 30 Jun 2022 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.23%
|
29,500
|
$281,000 | — | 30 Jun 2022 | |
| Basepoint Wealth LLC |
13F
|
Company |
0.17%
|
22,148
|
$210,848 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.16%
|
21,383
|
$204,000 | — | 30 Jun 2022 | |
| SCHMIDT P J INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.15%
|
20,000
|
$196,000 | — | 30 Jun 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.15%
|
19,097
|
$182,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.12%
|
15,779
|
$150,000 | — | 30 Jun 2022 | |
| Invesco Ltd. |
13F
|
Company |
0.11%
|
13,842
|
$132,000 | — | 30 Jun 2022 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.09%
|
12,000
|
$114,000 | — | 30 Jun 2022 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.08%
|
10,955
|
$104,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
10,760
|
$102,000 | — | 30 Jun 2022 | |
| Poehling Capital Management, INC. |
13F
|
Company |
0.08%
|
10,000
|
$95,000 | — | 30 Jun 2022 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
8,304
|
$79,000 | — | 30 Jun 2022 | |
| S.A. Mason LLC |
13F
|
Company |
0.05%
|
7,000
|
$67,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
4,142
|
$39,000 | — | 30 Jun 2022 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,944
|
$37,543 | — | 30 Jun 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.03%
|
3,446
|
$32,000 | — | 30 Jun 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.02%
|
2,310
|
$22,000 | — | 30 Jun 2022 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,300
|
$12,376 | — | 30 Jun 2022 | |
| Burleson & Company, LLC |
13F
|
Company |
0.01%
|
1,250
|
$12,000 | — | 30 Jun 2022 | |
| West Branch Capital LLC |
13F
|
Company |
0.01%
|
1,006
|
$10,000 | — | 30 Jun 2022 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.01%
|
1,000
|
$10,000 | — | 30 Jun 2022 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.01%
|
800
|
$8,000 | — | 30 Jun 2022 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
650
|
$6,000 | — | 30 Jun 2022 | |
| CX Institutional |
13F
|
Company |
0%
|
560
|
$5,000 | — | 30 Jun 2022 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
380
|
$4,000 | — | 30 Jun 2022 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q3 2022
As of 30 Sep 2022,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,146,833 shares.
The largest 10 holders included
Private Advisor Group, LLC, MORGAN STANLEY, Summit X, LLC, D.A. DAVIDSON & CO., Cambridge Investment Research Advisors, Inc., ADVISOR GROUP HOLDINGS, INC., TRUIST FINANCIAL CORP, UBS Group AG, LPL Financial LLC, and Invesco Ltd..
This page lists
42
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
40
Q3 2022 holders
42
Holder diff
2
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.