Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 942,491
- Share change
- +81,655
- Total reported value
- $12,018,500
- Price per share
- $12.75
- Number of holders
- 41
- Value change
- +$1,039,251
- Number of buys
- 21
- Number of sells
- 13
Report period
Q4 2021
Institutions
41
Top holders
10
PFO full security history
Newer quarter: Q1 2022
Previous quarter: Q3 2021
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
159,990
|
$2,051,000 | — | 30 Sep 2021 | |
| Summit X, LLC |
13F
|
Company |
0.66%
|
85,398
|
$1,094,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.51%
|
66,288
|
$850,000 | — | 30 Sep 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
0.32%
|
42,178
|
$541,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.31%
|
40,697
|
$522,000 | — | 30 Sep 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.29%
|
37,235
|
$477,000 | — | 30 Sep 2021 | |
| Covington Capital Management |
13F
|
Company |
0.27%
|
35,208
|
$451,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.26%
|
34,234
|
$439,000 | — | 30 Sep 2021 | |
| Vanguard Capital Wealth Advisors |
13F
|
Company |
0.23%
|
30,000
|
$385,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.22%
|
28,992
|
$372,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.21%
|
26,795
|
$343,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.18%
|
23,912
|
$306,000 | — | 30 Sep 2021 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.18%
|
23,500
|
$302,000 | — | 30 Sep 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.18%
|
23,000
|
$295,000 | — | 30 Sep 2021 | |
| SPC Financial, Inc. |
13F
|
Company |
0.16%
|
20,900
|
$268,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.13%
|
17,301
|
$222,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.13%
|
16,960
|
$218,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.11%
|
14,643
|
$187,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.09%
|
12,076
|
$155,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
12,059
|
$155,000 | — | 30 Sep 2021 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.09%
|
11,721
|
$150,000 | — | 30 Sep 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.09%
|
11,685
|
$150,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.09%
|
11,656
|
$149,000 | — | 30 Sep 2021 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.08%
|
10,955
|
$140,000 | — | 30 Sep 2021 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.08%
|
10,925
|
$140,000 | — | 30 Sep 2021 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.08%
|
10,685
|
$137,000 | — | 30 Sep 2021 | |
| Poehling Capital Management, INC. |
13F
|
Company |
0.08%
|
10,000
|
$128,000 | — | 30 Sep 2021 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.07%
|
9,000
|
$115,000 | — | 30 Sep 2021 | |
| S.A. Mason LLC |
13F
|
Company |
0.05%
|
7,000
|
$90,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
5,625
|
$72,000 | — | 30 Sep 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,801
|
$48,729 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.01%
|
1,350
|
$17,000 | — | 30 Sep 2021 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,300
|
$16,666 | — | 30 Sep 2021 | |
| West Branch Capital LLC |
13F
|
Company |
0.01%
|
1,006
|
$13,000 | — | 30 Sep 2021 | |
| Firestone Capital Management |
13F
|
Company |
0.01%
|
1,000
|
$13,000 | — | 30 Sep 2021 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
650
|
$8,000 | — | 30 Sep 2021 | |
| CX Institutional |
13F
|
Company |
0%
|
560
|
$7,000 | — | 30 Sep 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
526
|
$7,000 | — | 30 Sep 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
400
|
$5,000 | — | 30 Sep 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
300
|
$4,000 | — | 30 Sep 2021 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q4 2021
As of 31 Dec 2021,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
942,491 shares.
The largest 10 holders included
MORGAN STANLEY, Summit X, LLC, UBS Group AG, ADVISOR GROUP HOLDINGS, INC., Cambridge Investment Research Advisors, Inc., Cetera Investment Advisers, D.A. DAVIDSON & CO., LPL Financial LLC, Covington Capital Management, and Vanguard Capital Wealth Advisors.
This page lists
41
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
40
Q4 2021 holders
41
Holder diff
1
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.