Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 916,207
- Share change
- +55,335
- Total reported value
- $12,012,259
- Price per share
- $13.12
- Number of holders
- 38
- Value change
- +$753,300
- Number of buys
- 17
- Number of sells
- 12
Report period
Q4 2020
Institutions
38
Top holders
10
PFO full security history
Newer quarter: Q1 2021
Previous quarter: Q3 2020
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
141,085
|
$1,679,000 | — | 30 Sep 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.73%
|
94,475
|
$1,124,000 | — | 30 Sep 2020 | |
| Summit X, LLC |
13F
|
Company |
0.71%
|
92,056
|
$690,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.54%
|
70,594
|
$840,000 | — | 30 Sep 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.3%
|
39,609
|
$471,000 | — | 30 Sep 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.29%
|
37,885
|
$451,000 | — | 30 Sep 2020 | |
| Covington Capital Management |
13F
|
Company |
0.28%
|
36,408
|
$433,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.27%
|
35,464
|
$422,000 | — | 30 Sep 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.27%
|
34,601
|
$412,000 | — | 30 Sep 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
0.26%
|
33,652
|
$400,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.23%
|
30,289
|
$361,000 | — | 30 Sep 2020 | |
| NFSG Corp |
13F
|
Company |
0.16%
|
21,036
|
$250,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.14%
|
18,272
|
$217,000 | — | 30 Sep 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.13%
|
16,960
|
$202,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.13%
|
16,348
|
$195,000 | — | 30 Sep 2020 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.12%
|
15,644
|
$186,000 | — | 30 Sep 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.11%
|
14,401
|
$171,000 | — | 30 Sep 2020 | |
| Lee Financial Co |
13F
|
Company |
0.1%
|
13,300
|
$158,000 | — | 30 Sep 2020 | |
| Quaker Wealth Management, LLC |
13F
|
Company |
0.1%
|
13,087
|
$156,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.1%
|
12,660
|
$152,000 | — | 30 Sep 2020 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$149,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
11,564
|
$138,000 | — | 30 Sep 2020 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.08%
|
10,925
|
$130,000 | — | 30 Sep 2020 | |
| Spotlight Asset Group, Inc. |
13F
|
Company |
0.08%
|
10,700
|
$127,000 | — | 30 Sep 2020 | |
| SPC Financial, Inc. |
13F
|
Company |
0.08%
|
10,600
|
$126,000 | — | 30 Sep 2020 | |
| Poehling Capital Management, INC. |
13F
|
Company |
0.08%
|
10,000
|
$119,000 | — | 30 Sep 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.07%
|
9,470
|
$113,000 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
8,564
|
$102,000 | — | 30 Sep 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.06%
|
7,300
|
$87,000 | — | 30 Sep 2020 | |
| S.A. Mason LLC |
13F
|
Company |
0.05%
|
7,000
|
$83,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
5,375
|
$64,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
4,978
|
$59,000 | — | 30 Sep 2020 | |
| Adams Wealth Management |
13F
|
Company |
0.02%
|
2,340
|
$28,000 | — | 30 Sep 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.02%
|
2,324
|
$27,661 | — | 30 Sep 2020 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,300
|
$15,470 | — | 30 Sep 2020 | |
| Firestone Capital Management |
13F
|
Company |
0.01%
|
1,000
|
$12,000 | — | 30 Sep 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
900
|
$10,000 | — | 30 Sep 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
400
|
$5,000 | — | 30 Sep 2020 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q4 2020
As of 31 Dec 2020,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
916,207 shares.
The largest 10 holders included
MORGAN STANLEY, Private Advisor Group, LLC, Summit X, LLC, UBS Group AG, Cetera Investment Advisers, LPL Financial LLC, D.A. DAVIDSON & CO., Covington Capital Management, WELLS FARGO & COMPANY/MN, and US BANCORP \DE\.
This page lists
38
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
37
Q4 2020 holders
38
Holder diff
1
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.