Security key
33766Y100
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 499,830
- Total 13F value
- $2,074,000
- Share change
- -49,539
- SEC-reported price per share
- $4.13
- Number of holders
- 15
- Value change
- -$203,176
- Number of buys
- 5
- Number of sells
- 9
- Shares outstanding
- 6,904,180
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2020
Institutions
15
Top holders
10
SVVC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
Firsthand Technology Value Fund, Inc. SEC filings
Firsthand Technology Value Fund, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 33766Y100
Recent filing periods:
Ownership snapshot
Top reported holders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Biltmore Capital Advisors...
Disclosed value leader
Biltmore Capital Advisors...
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F
Lead comparable stake: 2%
Showing 1-6 of 15 holder rows.
Quick read
Biltmore Capital Advisors LLC leads the comparable SEC ownership view at 2%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Biltmore Capital Advisors LLC's linked filing trail.
Comparable ownership
Top 5
Biltmore Capital Advisors LLC
2%
Geneos Wealth Management Inc.
1.5%
Yakira Capital Management, Inc.
1.3%
OSAIC HOLDINGS, INC.
0.68%
Thomas J. Herzfeld Advisors, Inc.
0.51%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Biltmore Capital Advisors LLC |
13F
Company
|
2%
|
$574,000
140,354 shares
|
— | 30 Jun 2020 |
| Geneos Wealth Management Inc. |
13F
Company
|
1.5%
|
$453,000
102,923 shares
|
— | 30 Jun 2020 |
| Yakira Capital Management, Inc. |
13F
Company
|
1.3%
|
$368,000
89,909 shares
|
— | 30 Jun 2020 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0.68%
|
$193,000
47,253 shares
|
— | 30 Jun 2020 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
0.51%
|
$172,000
35,166 shares
|
— | 30 Jun 2020 |
| CSS LLC/IL |
13F
Company
|
0.5%
|
$143,000
34,794 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
15
Shares
499,830
Rows available
15
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q4 2025 Across Filers
Q4 2025 holders
2
Q3 2020 holders
15
Holder diff
13
| Investor | Q4 2025 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q4 2025 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend