Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 499,830
- Share change
- -49,539
- Total reported value
- $2,074,000
- Price per share
- $4.13
- Number of holders
- 15
- Value change
- -$203,176
- Number of buys
- 5
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 33766Y100:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Biltmore Capital Advisors LLC |
13F
|
Company |
2%
|
140,354
|
$574,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
1.5%
|
102,923
|
$453,000 | — | 30 Jun 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
1.3%
|
89,909
|
$368,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.68%
|
47,253
|
$193,000 | — | 30 Jun 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.51%
|
35,166
|
$172,000 | — | 30 Jun 2020 | |
| CSS LLC/IL |
13F
|
Company |
0.5%
|
34,794
|
$143,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.44%
|
30,689
|
$126,000 | — | 30 Jun 2020 | |
| Independent Advisor Alliance |
13F
|
Company |
0.41%
|
28,651
|
$117,000 | — | 30 Jun 2020 | |
| StoneX Group Inc. |
13F
|
Company |
0.22%
|
14,979
|
$61,000 | — | 30 Jun 2020 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.21%
|
14,441
|
$60,000 | — | 30 Jun 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.17%
|
11,479
|
$47,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
11,024
|
$45,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.11%
|
7,620
|
$31,000 | — | 30 Jun 2020 | |
| BOURGEON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.09%
|
6,150
|
$25,000 | — | 30 Jun 2020 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.03%
|
2,295
|
$9,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
1,708
|
$7,000 | — | 30 Jun 2020 | |
| Sterling Investment Advisors, Ltd. |
13F
|
Company |
0.01%
|
800
|
$3,000 | — | 30 Jun 2020 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.01%
|
700
|
$2,000 | — | 30 Jun 2020 | |
| SVB WEALTH LLC |
13F
|
Company |
0.01%
|
372
|
$1,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.01%
|
362
|
$1,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2020
As of 30 Sep 2020,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
15 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
499,830 shares.
The largest 10 holders included
Biltmore Capital Advisors LLC, Geneos Wealth Management Inc., Yakira Capital Management, Inc., ADVISOR GROUP HOLDINGS, INC., ROYAL BANK OF CANADA, CSS LLC/IL, Independent Advisor Alliance, WOLVERINE TRADING, LLC, Raymond James Financial Services Advisors, Inc., and BOURGEON CAPITAL MANAGEMENT LLC.
This page lists
15
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
19
Q3 2020 holders
15
Holder diff
-4
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.