Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 1,274,082
- Share change
- -724,298
- Total reported value
- $9,557,267
- Price per share
- $7.50
- Number of holders
- 25
- Value change
- -$5,454,261
- Number of buys
- 4
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 33766Y100:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP |
13F
|
Company |
10%
|
721,410
|
$6,139,000 | — | 31 Dec 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
6.4%
|
438,576
|
$3,583,000 | — | 31 Dec 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2.8%
|
194,398
|
$1,588,000 | — | 31 Dec 2015 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
2.4%
|
165,543
|
$1,352,000 | — | 31 Dec 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.6%
|
107,420
|
$899,000 | — | 31 Dec 2015 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
1.3%
|
86,948
|
$710,000 | — | 31 Dec 2015 | |
| Ancora Advisors LLC |
13F
|
Company |
0.85%
|
58,561
|
$478,000 | — | 31 Dec 2015 | |
| Radcliffe Capital Management, L.P. |
13F
|
Company |
0.66%
|
45,844
|
$375,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.46%
|
32,002
|
$261,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.46%
|
31,570
|
$258,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.4%
|
27,347
|
$223,000 | — | 31 Dec 2015 | |
| Jefferies Group LLC |
13F
|
Company |
0.36%
|
24,888
|
$203,000 | — | 31 Dec 2015 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.31%
|
21,139
|
$173,000 | — | 31 Dec 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.08%
|
5,306
|
$43,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
4,478
|
$37,000 | — | 31 Dec 2015 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.04%
|
2,851
|
$23,000 | — | 31 Dec 2015 | |
| Edge Wealth Management LLC |
13F
|
Company |
0.03%
|
1,867
|
$16,000 | — | 31 Dec 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
1,688
|
$13,000 | — | 31 Dec 2015 | |
| Creative Planning |
13F
|
Company |
0.02%
|
1,524
|
$12,000 | — | 31 Dec 2015 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
1,000
|
$8,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
800
|
$7,000 | — | 31 Dec 2015 | |
| PineBridge Investments, L.P. |
13F
|
Company |
0.01%
|
604
|
$5,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
407
|
$3,000 | — | 31 Dec 2015 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0%
|
165
|
$1,000 | — | 31 Dec 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
156
|
$1,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
137
|
$1,000 | — | 31 Dec 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
110
|
$1,000 | — | 31 Dec 2015 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
86
|
$1,000 | — | 31 Dec 2015 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q1 2016
As of 31 Mar 2016,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,274,082 shares.
The largest 10 holders included
Bulldog Investors, LLC, EQUITEC PROPRIETARY MARKETS, LLC, Ancora Advisors, LLC, SIT INVESTMENT ASSOCIATES INC, ICON ADVISERS INC/CO, WELLS FARGO & COMPANY/MN, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Radcliffe Capital Management, L.P., LADENBURG THALMANN FINANCIAL SERVICES INC, and ROYAL BANK OF CANADA.
This page lists
25
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
26
Q1 2016 holders
25
Holder diff
-1
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.