Q3 2019 13F Holders as of 30 Sep 2019
-
Type / Class
-
Equity / SMID RISNG ETF
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Number of holders
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5
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Total 13F shares, excl. options
-
93,828
-
Shares change
-
+31,181
-
Total reported value, excl. options
-
$1,904,000
-
Value change
-
+$631,589
-
Number of buys
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4
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Number of sells
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-2
-
Price
-
$20.30
Significant Holders of FIRST TR EXCHANGE-TRADED FD - SMID RISNG ETF (SDVY) as of Q3 2019
6 filings reported holding SDVY - FIRST TR EXCHANGE-TRADED FD - SMID RISNG ETF as of Q3 2019.
FIRST TR EXCHANGE-TRADED FD - SMID RISNG ETF (SDVY) has 5 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 93,828 shares
.
Largest 6 shareholders include LADENBURG THALMANN FINANCIAL SERVICES INC. (36,655 shares), LPL Financial LLC (35,420 shares), ROYAL BANK OF CANADA (14,958 shares), Advisor Group, Inc. (6,185 shares), AMERITAS INVESTMENT CORP (610 shares), and BANK OF AMERICA CORP /DE/ (0 shares).
This table shows the top 5 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.