Q3 2019 13F Holders as of 30 Sep 2019
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Type / Class
-
Equity / ULTRA SHT DUR MU
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Number of holders
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14
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Total 13F shares, excl. options
-
561,037
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Shares change
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-133,857
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Total reported value, excl. options
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$11,275,000
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Value change
-
-$2,682,494
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Number of buys
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7
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Number of sells
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-4
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Price
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$20.09
Significant Holders of FIRST TR EXCH TRADED FD III - ULTRA SHT DUR MU (FUMB) as of Q3 2019
15 filings reported holding FUMB - FIRST TR EXCH TRADED FD III - ULTRA SHT DUR MU as of Q3 2019.
FIRST TR EXCH TRADED FD III - ULTRA SHT DUR MU (FUMB) has 14 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 561,037 shares
.
Largest 10 shareholders include CITIGROUP INC (200,000 shares), GOLDMAN SACHS GROUP INC (154,781 shares), First Allied Advisory Services, Inc. (49,875 shares), Avestar Capital, LLC (25,990 shares), Kovack Advisors, Inc. (25,000 shares), Cetera Investment Advisers (21,925 shares), COMMONWEALTH EQUITY SERVICES, LLC (21,435 shares), CITADEL ADVISORS LLC (15,567 shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (13,625 shares), and BRASADA CAPITAL MANAGEMENT, LP (12,907 shares).
This table shows the top 14 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.