Q4 2019 13F Holders as of 31 Dec 2019
-
Type / Class
-
Equity / SMITH UNCONSTRAI
-
Number of holders
-
42
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Total 13F shares, excl. options
-
5,932,070
-
Shares change
-
+1,115,183
-
Total reported value, excl. options
-
$153,481,768
-
Value change
-
+$28,903,379
-
Number of buys
-
29
-
Number of sells
-
-9
-
Price
-
$25.87
Significant Holders of FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI (UCON) as of Q4 2019
46 filings reported holding UCON - FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI as of Q4 2019.
FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI (UCON) has 42 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5,932,070 shares
.
Largest 10 shareholders include LPL Financial LLC (1,599,498 shares), Advisor Group, Inc. (808,062 shares), HighTower Advisors, LLC (667,931 shares), CITADEL ADVISORS LLC (345,800 shares), ROYAL BANK OF CANADA (307,436 shares), Independent Advisor Alliance (307,258 shares), STIFEL FINANCIAL CORP (259,448 shares), Janney Montgomery Scott LLC (219,985 shares), Northwest Capital Management Inc (193,276 shares), and LADENBURG THALMANN FINANCIAL SERVICES INC. (187,754 shares).
This table shows the top 42 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.