What does CUSIP 33740F888 represent in this 13F holders report?

CUSIP 33740F888 is the security identifier for UCON - FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI used to aggregate holder disclosures.

How many institutions held UCON - FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI in Q4 2019?

42 institutional investors reported UCON - FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI for Q4 2019. Use the holders table for investor-level position and value details.

FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI (UCON)

CUSIP: 33740F888

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / SMITH UNCONSTRAI
Total 13F shares: 5,932,070
Share change: +1,115,183
Total reported value: $153,481,768
Price per share: $25.87
Number of holders: 42
Value change: +$28,903,379
Number of buys: 29
Number of sells: 9

Quarterly Holders Quick Answers

What is CUSIP 33740F888?
CUSIP 33740F888 identifies UCON - FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2020
Previous quarter: Q3 2019

Recent filing periods for CUSIP 33740F888:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of UCON - FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI (UCON) as of Q4 2019

As of 31 Dec 2019, FIRST TR EXCHNG TRADED FD VI - SMITH UNCONSTRAI (UCON) was held by 42 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,932,070 shares. The largest 10 holders included LPL Financial LLC, Advisor Group, Inc., HighTower Advisors, LLC, CITADEL ADVISORS LLC, ROYAL BANK OF CANADA, Independent Advisor Alliance, STIFEL FINANCIAL CORP, Janney Montgomery Scott LLC, Northwest Capital Management Inc, and LADENBURG THALMANN FINANCIAL SERVICES INC.. This page lists 42 institutional shareholders reporting positions in this security for the Q4 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.