Security Snapshot

FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Domestic ETF (HUSV) Institutional Ownership

CUSIP: 33739P889

13F Institutional Holders and Ownership History from Q3 2016 to Q2 2026

Latest Period

Q1 2026

Institutions Reporting

47

Shares (Excl. Options)

1,539,984

Price

$38.35

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Latest holder snapshot 5 signals
Portfolio coverage rank
0%
Share change
-511,270
Value change
-$19,626,495
Number of holders
47
Issuer context Names, identifiers, and filing context for this profile. 2 identity fields
Shares outstanding
2,393,687
SEC-reported price per share
$39.28
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors

Key facts

  • HUSV - FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Domestic ETF is tracked under CUSIP 33739P889.
  • 47 institutions reported positions in Q1 2026.
  • 2 significant owners is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 47 to 12 between Q1 2026 and Q2 2026.
  • SEC-reported value moved from $59,051,472 to $9,726,989.

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 47 institutions filings for Q1 2026.

Open SEC evidence

Security key

33739P889

Latest holder period

Q1 2026

13F holders

47

13D/G owners

2

CIK / CUSIP context first

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
2
Security
HUSV
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Bank of New York Mellon Corp 17% +8% $15,375,138 +$1,118,605 397,352 +7.8% Bank of New York Mellon Corp 31 Dec 2025
TRUIST FINANCIAL CORP 1.5% $1,458,397 37,223 TRUIST FINANCIAL CORP 30 Sep 2024

As of 31 Mar 2026, 47 institutional investors reported holding 1,539,984 shares of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Domestic ETF (HUSV). This represents 64% of the company’s total 2,393,687 outstanding shares.

13F concentration

Top 25 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
63%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Bank of New York Mellon Corp 18% 422,253 +6.3% 0% $16,191,427
ENVESTNET ASSET MANAGEMENT INC 8.5% 204,416 -2.7% 0% $7,838,385
Cetera Investment Advisers 5.5% 130,673 +4.7% 0.01% $5,010,678
Golden State Wealth Management, LLC 4.8% 115,958 -36% 0.49% $4,446,455
LPL Financial LLC 4.5% 108,881 -63% 0% $4,175,083
Asset Allocation Strategies LLC 3.3% 79,465 +13% 0.54% $3,047,118
BENJAMIN EDWARDS INC 2.6% 61,220 +0.17% 0.02% $2,347,458
Cambridge Investment Research Advisors, Inc. 2.2% 53,304 -88% 0.01% $2,044,000
RFG Advisory, LLC 1.8% 43,941 0.03% $1,684,914
CITADEL ADVISORS LLC 1.6% 39,348 0% $1,508,811
Ascentis Independent Advisors 1.5% 35,644 -9.9% 0.1% $1,366,769
TWO SIGMA INVESTMENTS, LP 1.5% 35,071 +387% 0% $1,344,808
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.2% 29,235 +354% 0% $1,121,025
GOLDMAN SACHS GROUP INC 1% 24,236 +137% 0% $929,337
LaSalle St. Investment Advisors, LLC 0.99% 23,634 -1.4% 0.13% $906,269
TRUIST FINANCIAL CORP 0.93% 22,236 +0.23% 0% $852,641
ROYAL BANK OF CANADA 0.9% 21,504 +12402% 0% $825,000
RAYMOND JAMES FINANCIAL INC 0.81% 19,309 +11% 0% $740,400
HighTower Advisors, LLC 0.41% 9,705 +2.7% 0% $372,122
GTS SECURITIES LLC 0.33% 7,940 0.01% $304,459
United Advisor Group, LLC 0.28% 6,669 +0.17% 0.03% $255,710
MORGAN STANLEY 0.26% 6,251 -0.59% 0% $239,696
OPPENHEIMER & CO INC 0.25% 5,866 0% 0% $224,934
Kovack Advisors, Inc. 0.24% 5,850 0% 0.01% $224,953
Prospera Financial Services Inc 0.22% 5,310 0% 0% $203,610

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
40
Latest
Q1 2026
Rows shown
1-25 of 40
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q2 247,639 $9,726,989 +$570,481 $39.28 12
2026 Q1 1,539,984 $59,051,472 -$19,626,495 $38.35 47
2025 Q4 2,051,254 $79,373,761 +$1,631,581 $38.69 47
2025 Q3 2,007,750 $79,979,464 +$12,695,111 $39.84 41
2025 Q2 1,745,785 $69,716,817 -$18,690,076 $39.93 49
2025 Q1 2,251,230 $90,300,237 +$2,773,364 $40.19 53
2024 Q4 2,186,175 $81,746,156 -$2,224,056 $37.37 51
2024 Q3 2,042,149 $78,092,436 +$15,788,671 $38.24 46
2024 Q2 1,656,977 $58,662,335 -$2,633,398 $35.41 42
2024 Q1 1,587,842 $56,811,708 -$10,503,033 $35.78 35
2023 Q4 2,034,263 $68,270,679 -$6,281,976 $33.56 38
2023 Q3 2,214,887 $69,032,135 -$3,421,701 $31.15 40
2023 Q2 2,306,264 $75,908,632 +$1,213,742 $32.92 41
2023 Q1 2,270,099 $73,229,734 -$3,191,175 $32.28 39
2022 Q4 2,292,812 $75,744,284 +$21,743,928 $33.04 34
2022 Q3 1,636,428 $48,576,231 -$9,965,792 $29.68 31
2022 Q2 1,967,794 $62,891,539 -$19,699,923 $31.96 32
2022 Q1 2,767,104 $96,190,438 -$825,278 $34.77 34
2021 Q4 2,769,353 $99,342,789 +$7,710,485 $35.87 38
2021 Q3 2,553,792 $81,586,321 -$1,230,716 $31.95 34
2021 Q2 2,592,485 $82,325,000 -$10,678,550 $31.76 34
2021 Q1 2,928,698 $87,834,000 -$62,018,908 $29.99 30
2020 Q4 4,999,601 $144,423,000 +$8,990,915 $28.89 28
2020 Q3 5,130,194 $140,257,000 -$25,253,425 $27.34 27
2020 Q2 5,962,883 $151,574,000 -$5,480,119 $25.42 29
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