FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Domestic ETF (HUSV) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2016 to Q4 2025

Type / Class
Equity / First Trust Horizon Managed Volatility Domestic ETF
Symbol
HUSV
Shares outstanding
2,393,687
Price per share
$39.40
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
2,051,254
Total reported value
$79,373,761
% of total 13F portfolios
0%
Share change
+43,504
Value change
+$1,631,581
Number of holders
47
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Domestic ETF (HUSV) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Bank of New York Mellon Corp 17% +8% $15,375,138 +$1,118,605 397,352 +7.8% Bank of New York Mellon Corp 31 Dec 2025
TRUIST FINANCIAL CORP 1.5% $1,458,397 37,223 TRUIST FINANCIAL CORP 30 Sep 2024

As of 31 Dec 2025, 47 institutional investors reported holding 2,051,254 shares of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Domestic ETF (HUSV). This represents 86% of the company’s total 2,393,687 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Domestic ETF (HUSV) together control 84% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Cambridge Investment Research Advisors, Inc. 19% 453,093 -1.7% 0.05% $17,531,000
Bank of New York Mellon Corp 17% 397,352 +7.8% 0% $15,374,504
LPL Financial LLC 12% 294,634 +18% 0% $11,400,098
ENVESTNET ASSET MANAGEMENT INC 8.8% 210,184 +19% 0% $8,132,521
Golden State Wealth Management, LLC 7.5% 179,983 +1.9% 0.74% $6,963,998
Cetera Investment Advisers 5.2% 124,865 +15% 0.01% $4,831,354
Asset Allocation Strategies LLC 2.9% 70,135 +4% 0.5% $2,713,685
BENJAMIN EDWARDS INC 2.6% 61,118 +7.3% 0.03% $2,364,759
Golden State Equity Partners 1.7% 39,556 -55% 0.25% $1,535,959
Belpointe Asset Management LLC 1.1% 27,020 -1.8% 0.04% $1,045,497
LaSalle St. Investment Advisors, LLC 1% 23,969 +1.1% 0.15% $927,000
TRUIST FINANCIAL CORP 0.93% 22,184 -11% 0% $858,344
RAYMOND JAMES FINANCIAL INC 0.73% 17,393 +4.6% 0% $672,967
J.W. COLE ADVISORS, INC. 0.66% 15,850 -0.84% 0.02% $613,275
OSAIC HOLDINGS, INC. 0.5% 11,919 +44% 0% $461,178
GOLDMAN SACHS GROUP INC 0.43% 10,229 0% $395,785
HighTower Advisors, LLC 0.39% 9,451 +14% 0% $365,700
FLOW TRADERS U.S. LLC 0.38% 9,155 0.01% $354,000
TWO SIGMA INVESTMENTS, LP 0.3% 7,200 -17% 0% $278,585
United Advisor Group, LLC 0.28% 6,658 +0.21% 0.03% $257,632
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.27% 6,446 -82% 0% $249,411
MORGAN STANLEY 0.26% 6,288 -1.8% 0% $243,308
OPPENHEIMER & CO INC 0.25% 5,866 0% 0% $226,970
Kovack Advisors, Inc. 0.24% 5,850 0% 0.01% $226,351
Kestra Advisory Services, LLC 0.24% 5,839 -15% 0% $225,942

Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Domestic ETF (HUSV) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 2,051,254 $79,373,761 +$1,631,581 $38.69 47
2025 Q3 2,007,750 $79,979,464 +$12,695,111 $39.84 41
2025 Q2 1,745,785 $69,716,817 -$18,690,076 $39.93 49
2025 Q1 2,251,230 $90,300,237 +$2,773,364 $40.19 53
2024 Q4 2,186,175 $81,746,156 -$2,224,056 $37.37 51
2024 Q3 2,042,149 $78,092,436 +$15,788,671 $38.24 46
2024 Q2 1,656,977 $58,662,335 -$2,633,398 $35.41 42
2024 Q1 1,587,842 $56,811,708 -$10,503,033 $35.78 35
2023 Q4 2,034,263 $68,270,679 -$6,281,976 $33.56 38
2023 Q3 2,214,887 $69,032,135 -$3,421,701 $31.15 40
2023 Q2 2,306,264 $75,908,632 +$1,213,742 $32.92 41
2023 Q1 2,270,099 $73,229,734 -$3,191,175 $32.28 39
2022 Q4 2,292,812 $75,744,284 +$21,743,928 $33.04 34
2022 Q3 1,636,428 $48,576,231 -$9,965,792 $29.68 31
2022 Q2 1,967,794 $62,891,539 -$19,699,923 $31.96 32
2022 Q1 2,767,104 $96,190,438 -$825,278 $34.77 34
2021 Q4 2,769,353 $99,342,789 +$7,710,485 $35.87 38
2021 Q3 2,553,792 $81,586,321 -$1,230,716 $31.95 34
2021 Q2 2,592,485 $82,325,000 -$10,678,550 $31.76 34
2021 Q1 2,928,698 $87,834,000 -$62,018,908 $29.99 30
2020 Q4 4,999,601 $144,423,000 +$8,990,915 $28.89 28
2020 Q3 5,130,194 $140,257,000 -$25,253,425 $27.34 27
2020 Q2 5,962,883 $151,574,000 -$5,480,119 $25.42 29
2020 Q1 6,197,176 $134,356,000 -$11,689,236 $21.68 33
2019 Q4 6,727,561 $187,155,000 +$13,752,020 $27.82 37
2019 Q3 6,254,611 $172,244,000 +$843,283 $27.54 28
2019 Q2 6,237,975 $165,369,000 +$22,946,283 $26.50 23
2019 Q1 5,352,823 $134,236,000 +$17,593,137 $25.08 19
2018 Q4 4,660,218 $103,545,000 +$10,551,107 $22.22 16
2018 Q3 4,154,195 $99,909,000 +$12,000,630 $24.05 18
2018 Q2 3,657,426 $83,193,000 +$10,741,554 $22.74 21
2018 Q1 3,185,455 $71,196,000 +$4,976,861 $22.35 14
2017 Q4 2,962,291 $68,042,000 +$5,374,363 $22.98 17
2017 Q3 2,730,525 $60,518,000 +$7,297,871 $22.18 13
2017 Q2 2,428,212 $53,017,000 -$393,688 $21.84 11
2017 Q1 2,447,112 $51,729,000 -$7,640,822 $21.12 14
2016 Q4 2,808,605 $56,363,000 +$46,761,192 $20.07 8
2016 Q3 478,457 $9,466,000 +$9,466,000 $19.83 5