First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (FSMB)

CUSIP: 33739P830

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class
Equity / First Trust Short Duration Managed Municipal ETF
Shares outstanding
25,456,738
Total 13F shares
1,770,942
Share change
+122,281
Total reported value
$36,852,146
Price per share
$20.81
Number of holders
40
Value change
+$2,567,526
Number of buys
20
Number of sells
18

Quarterly Holders Quick Answers

What is CUSIP 33739P830?
CUSIP 33739P830 identifies FSMB - First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF in SEC institutional holdings data.

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Top shareholders of FSMB - First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (FSMB) as of Q4 2020

As of 31 Dec 2020, First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (FSMB) was held by 40 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,770,942 shares. The largest 10 holders included LPL Financial LLC, G&S Capital LLC, Janney Montgomery Scott LLC, Principle Wealth Partners LLC, COMMONWEALTH EQUITY SERVICES, LLC, NORTHWEST WEALTH MANAGEMENT, LLC, ROYAL BANK OF CANADA, ADVISOR GROUP HOLDINGS, INC., ATRIA INVESTMENTS LLC, and Cedar Brook Financial Partners, LLC. This page lists 40 institutional shareholders reporting positions in this security for the Q4 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders
36
Q4 2020 holders
40
Holder diff
4
Investor Q3 2020 Shares Q4 2020 Shares Share Diff Share Chg % Q3 2020 Value $ Q4 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.