Security key
33739P509
FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (RFAP)
CUSIP: 33739P509
Q1 2021 13F Holders as of 31 Mar 2021
- Security type / class
- Equity / EXCHANGE TRADED FUNDS
- Total 13F shares
- 86,718
- Total 13F value
- $4,951,000
- Share change
- -8,256
- SEC-reported price per share
- $57.12
- Number of holders
- 11
- Value change
- -$475,434
- Number of buys
- 4
- Number of sells
- 6
- Shares outstanding
- 150,774
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2021
Institutions
11
Top holders
10
RFAP full security history
Ownership snapshot
Full 13F holder table
FIRST TRUST EXCHANGE-TRADED FUND III SEC filings
Broader feeds
Ownership snapshot
Top reported holders of RFAP - FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SUSQUEHANNA INTERNATIONAL...
Disclosed value leader
SUSQUEHANNA INTERNATIONAL...
Comparable rows
12/12
Latest evidence
31 Dec 2020
13F
Lead comparable stake: 16%
Showing 1-6 of 12 holder rows.
Quick read
SUSQUEHANNA INTERNATIONAL GROUP, LLP leads the comparable SEC ownership view at 16%.
12 of 12 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SUSQUEHANNA INTERNATIONAL GROUP, LLP's linked filing trail.
Comparable ownership
Top 5
SUSQUEHANNA INTERNATIONAL GROUP, LLP
16%
CITADEL ADVISORS LLC
15%
RiverFront Investment Group, LLC
11%
ENVESTNET ASSET MANAGEMENT INC
5.4%
TRUIST FINANCIAL CORP
4.6%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 12 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
Company
|
16%
|
$1,372,000
23,791 shares
|
— | 31 Dec 2020 |
| CITADEL ADVISORS LLC |
13F
Company
|
15%
|
$1,289,000
22,361 shares
|
— | 31 Dec 2020 |
| RiverFront Investment Group, LLC |
13F
Company
|
11%
|
$925,000
16,044 shares
|
— | 31 Dec 2020 |
| ENVESTNET ASSET MANAGEMENT INC |
13F
Company
|
5.4%
|
$467,000
8,101 shares
|
— | 31 Dec 2020 |
| TRUIST FINANCIAL CORP |
13F
Company
|
4.6%
|
$404,000
7,005 shares
|
— | 31 Dec 2020 |
| Koshinski Asset Management, Inc. |
13F
Company
|
4.3%
|
$378,000
6,548 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
11
Shares
86,718
Rows available
11
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q1 2021 Across Filers
Q1 2021 holders
11
Q1 2021 holders
11
Holder diff
0
| Investor | Q1 2021 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q1 2021 value | Q1 2021 value | Value change | Value Chg % |
|---|