FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (RFAP)

CUSIP: 33739P509

Q3 2020 13F Holders as of 30 Sep 2020

Holder snapshot 6 signals
Share change
+3,207
SEC-reported price per share
$50.22
Number of holders
13
Value change
+$195,064
Number of buys
5
Number of sells
7
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
150,774

Security key

33739P509

Report period

Q3 2020

Institutions

13

Top holders

10

Ownership snapshot

Top reported holders of RFAP - FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
JANE STREET GROUP, LLC
Disclosed value leader
JANE STREET GROUP, LLC
Comparable rows
13/13
Latest evidence
30 Jun 2020
13F Lead comparable stake: 23% Showing 1-6 of 13 holder rows.

Quick read

JANE STREET GROUP, LLC leads the comparable SEC ownership view at 23%.

13 of 13 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens JANE STREET GROUP, LLC's linked filing trail.
Comparable ownership Top 5
JANE STREET GROUP, LLC 23%
SUSQUEHANNA INTERNATIONAL GROUP, LLP 15%
CITADEL ADVISORS LLC 14%
RiverFront Investment Group, LLC 13%
Quaker Wealth Management, LLC 8.9%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 13 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
JANE STREET GROUP, LLC
13F
Company
13F
23%
$1,684,000
35,376 shares
30 Jun 2020
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
13F
15%
$1,084,000
22,757 shares
30 Jun 2020
CITADEL ADVISORS LLC
13F
Company
13F
14%
$980,000
20,565 shares
30 Jun 2020
RiverFront Investment Group, LLC
13F
Company
13F
13%
$921,000
19,351 shares
30 Jun 2020
Quaker Wealth Management, LLC
13F
Company
13F
8.9%
$641,000
13,464 shares
30 Jun 2020
ENVESTNET ASSET MANAGEMENT INC
13F
Company
13F
6.5%
$468,000
9,824 shares
30 Jun 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
13
Shares
148,957
Rows available
13
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders
13
Q3 2020 holders
13
Holder diff
0
Investor Q2 2020 Shares Q3 2020 Shares Share Diff Share Chg % Q2 2020 value Q3 2020 value Value change Value Chg %
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